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D14 · Dharma and the West 佛法與西方哲學

The Three-Part Inference and the Syllogism 因明三支與三段論

“Sound is impermanent, because it is produced, like a pot; and whatever is permanent, like space, is not produced.” Buddhist logicians built their arguments around an example and a counterexample, where Aristotle built his around a universal rule. What each form guarantees, why John Stuart Mill took seriously the charge that every syllogism begs the question, and what the Indian form was for.
「聲是無常;所作性故;若是所作,見彼無常,如瓶等;若是其常,見非所作,如虛空等。」佛教的邏輯學家,把論證建立在一個例子與一個反例上;亞里斯多德則把論證建立在一條全稱的規則上。兩種形式各自保證了什麼?為什麼約翰・史都華・彌爾認真看待「每一個三段論都在乞題」這項指控?而印度的這種形式是為了什麼?

D14 Dharma and the West · 佛法與西方哲學Knowledge and Logic · 知識與邏輯Advanced · 高級about 30 min
因明三支
— Pāli hetu-vidyā, trairūpya Sanskritthe science of reasons; the three-membered argument
The verdict · 判定

Closest: John Stuart Mill, who held that all inference really runs from observed cases to new ones, and that the general premise of a syllogism is a record of such cases. The Indian argument puts the cases in plain view, a positive example and a negative one. The likeness to Aristotle is real at the level of form, and it ends at what makes the argument good. For Aristotle validity is a matter of form alone. For Dignāga a reason is good only if it is present in the subject, found with what is to be proved, and never found without it, and the last two are matters of experience.

最接近的是約翰・史都華・彌爾:他主張,一切推論其實都是從觀察過的案例走向新的案例;而三段論的那個全稱前提,就是這類案例的紀錄。印度的論證,把案例擺在明處:一個正面的例子,一個反面的例子。跟亞里斯多德的相似,在形式的層次上是真的;而它停在「是什麼使一個論證成為好論證」上。對亞里斯多德來說,有效性單單是形式的事。對陳那來說,一個因要成為好的因,必須遍是宗法、同品定有、異品遍無;而後兩項是經驗上的事。

中文翻譯Every paragraph has a Chinese translation. Tap 中譯▾ under a paragraph to open that one, or use Show Chinese · 顯示中譯 at the top to open them all. 每一段都有中譯:點段落下方的「中譯」只開那一段,或按上方的「顯示中譯」一次全部打開。

1 · What the Dharma says · 佛法怎麼說

Thesis, reason, example 宗、因、喻

Indian philosophy was argued in public. Teachers of rival schools debated before kings and assemblies, and losing could cost a school its patrons. The Nyāya school set out a standard form for a proof in five parts. The hill has fire. Because it has smoke. Wherever there is smoke there is fire, as in a kitchen. The hill has smoke. So the hill has fire. Buddhist logicians shortened it. The manual of Dignāga’s school that Xuanzang translated into Chinese names three members, “the thesis, the reason, and the example,” and gives a model built on a Buddhist doctrine. “Sound is impermanent” is the thesis. “Because it is produced” is the reason. Then comes the example in two forms: “Whatever is produced is seen to be impermanent, like a pot,” and “whatever is permanent is seen not to be produced, like space.”

印度哲學是在公開場合辯論出來的。各個對立學派的導師,在國王與大眾面前辯論;輸了,可能使一個學派失去它的護持者。正理派訂出了一個五個部分的標準證明形式。山有火。因為有煙。凡有煙處必有火,如廚房。山有煙。故山有火。佛教的邏輯學家把它縮短了。玄奘譯成中文的、陳那這一派的那部手冊,說能立是「宗、因、喻多言」,並且給了一個建立在佛教教義上的範例。「聲是無常」是宗。「所作性故」是因。接著是喻,有兩種形式:「若是所作,見彼無常,如瓶等」;以及「若是其常,見非所作,如虛空等」。

The heart of the system is a test for a good reason, which the manual calls its three marks. “The reason has three marks. What are the three? It is present throughout the subject, it is definitely present in similar cases, and it is absent from all dissimilar cases.” Applied to the model: sound is produced, so the reason is present in the subject. Pots and other produced things are impermanent, so it is found in similar cases. Nothing permanent, such as space, is produced, so it is absent from the dissimilar cases. The two examples are there to show the second and third marks at work. The positive example shows the reason together with what is to be proved. The negative example shows that wherever the property to be proved is absent, the reason is absent too.

這個體系的核心,是一個檢驗「好的因」的標準;手冊稱之為「因三相」。「因有三相。何等為三?謂遍是宗法性、同品定有性、異品遍無性。」用在那個範例上:聲是所作的,所以因遍在宗上。瓶等所作之物是無常的,所以因見於同品。沒有任何常的東西(例如虛空)是所作的,所以因在異品之中全然沒有。兩個喻,就是用來顯示第二相與第三相在起作用的。同喻顯示因與所立之法同在。異喻顯示:凡是所立之法不在的地方,因也不在。

The manual spends most of its length on the ways arguments go wrong, and some of its examples are memorable. A thesis can contradict perception, as in “sound is not heard,” or contradict itself, as in “my mother is a barren woman.” A reason can fail to be established, as when one argues that sound is impermanent “because it is seen by the eye.” It can be inconclusive, as when one argues that sound is permanent “because it is knowable,” since permanent and impermanent things are both knowable. It can even prove the opposite of what was intended. The list was meant for use. A debater who knew it could find the fault in an opponent’s proof, and a student who knew it could find the fault in his own.

這部手冊大半的篇幅,都在談論證怎麼出錯;而其中有些例子令人難忘。一個宗,可能與現量相違,例如「聲非所聞」;或者自己跟自己相違,例如「我母是其石女」。一個因,可能「不成」,例如用「是眼所見性故」來論證聲是無常。它可能「不定」,例如用「所量性故」來論證聲是常;因為常的與無常的東西都是可被認識的。它甚至可能證成與原意相反的東西(相違)。這張清單是拿來用的。一位熟悉它的辯論者,能找出對手證明裡的毛病;一位熟悉它的學生,能找出自己證明裡的毛病。

2 · In standard form · 寫成標準形式

The model argument, with its conditions 那個範例論證,連同它的條件

3 · The nearest Western views · 西方最接近的說法

Form, cases, and the warrant 形式、案例,與保證

The same form · 同樣的形式

Aristotle 亞里斯多德c. 350 BCE

Aristotle invented formal logic in the Prior Analytics, and his definition is still standard. “A syllogism is discourse in which, certain things being stated, something other than what is stated follows of necessity from their being so.” Its basic pattern is the first figure: “If A is predicated of all B, and B of all C, A must be predicated of all C.” The Buddhist model fits it exactly, with produced things as the middle term. The important difference is that Aristotle studied validity in abstraction from content. Letters stand for the terms, and the conclusion follows whatever they are. Examples play no part in the proof. The Indian logicians never separated form from content in this way. An argument was always about something, addressed to someone, and judged by whether its reason really had the three marks in the world. The Greeks produced a theory of validity, and the Indians produced a theory of good reasons.

亞里斯多德在《前分析篇》裡發明了形式邏輯;他的定義至今仍是標準。「三段論是這樣一種言說:其中陳述了某些東西之後,由於它們是如此,便有某種不同於所陳述之物的東西,必然地隨之而來。」它的基本模式是第一格:「如果 A 述說所有的 B,而 B 述說所有的 C,那麼 A 必然述說所有的 C。」佛教的範例恰好合乎這個模式;「所作」是中詞。重要的差別在於:亞里斯多德是把有效性從內容裡抽離出來研究的。用字母代表詞項;不管它們是什麼,結論都推得出來。例子在證明裡不扮演任何角色。印度的邏輯學家從來沒有用這種方式把形式與內容分開。一個論證總是關於某樣東西、說給某個人聽的;而它的好壞,取決於它的因在世界上是不是真的具備三相。希臘人產生了一套關於「有效性」的理論;印度人產生了一套關於「好理由」的理論。

Inference from cases · 從案例出發的推論

John Stuart Mill 彌爾1843

Mill raised the oldest objection to the syllogism in its sharpest form. Take “All men are mortal; the Duke of Wellington is a man; therefore the Duke of Wellington is mortal.” If the first premise is known to be true, the duke’s mortality must already have been known, so the argument seems to beg the question. Mill’s answer was that the general premise is not really the ground of the conclusion. The ground is the many observed deaths of other people, and the general statement is a memorandum of them. “Not only may we reason from particulars to particulars without passing through generals, but we perpetually do so reason.” The child who has burned his fingers avoids the candle without ever having formed the maxim that fire burns. This is very close to the Indian picture, in which the example, the kitchen or the pot, is part of the evidence and is stated in the argument itself. Mill’s rules for finding causes, by checking agreement and difference among cases, also match the second and third marks: the reason found with the property, and absent where the property is absent.

彌爾把對三段論最古老的那個反駁,以最尖銳的形式提了出來。拿「凡人皆有死;威靈頓公爵是人;所以威靈頓公爵有死」來說。如果第一個前提已知為真,那麼公爵有死這件事必定已經被知道了;所以這個論證似乎是在乞題。彌爾的回答是:全稱的前提,其實並不是結論的根據。根據是其他許多人被觀察到的死亡;而全稱的陳述,是這些觀察的備忘錄。「我們不但可以不經過一般命題,就從個別推到個別;而且我們不斷地就是這樣推理的。」燙過手指的孩子會避開蠟燭;他從來沒有形成過「火會燙」這條格言。這非常接近印度的圖像:在那裡,例子(廚房或瓶)是證據的一部分,而且就陳述在論證本身之中。彌爾用來找出原因的那些規則(檢查案例之間的契合與差異),也對應了第二相與第三相:因與所立之法同在;所立之法不在的地方,因也不在。

Arguments as they are used · 實際被使用的論證

Stephen Toulmin 圖爾敏1958

The British philosopher Stephen Toulmin complained that formal logic had little to say about how arguments work in courts, laboratories, and committees. He proposed a layout with more parts than the syllogism: a claim, the data offered for it, a warrant that licenses the step from data to claim, the backing that supports the warrant, a qualifier saying how strong the claim is, and the rebuttals under which it would fail. The Indian three-membered argument maps onto this closely. The thesis is the claim, the reason is the data, the general statement is the warrant, the example is its backing, and the dissimilar example and the catalog of fallacies anticipate the rebuttals. Toulmin was trying to recover what the Indian logicians had never lost, logic as the practice of giving reasons to someone who may disagree. He drew his models from law. Theirs came from the debating hall.

英國哲學家史蒂芬・圖爾敏抱怨:形式邏輯對於論證在法庭、實驗室與委員會裡怎麼運作,幾乎沒有什麼可說。他提出了一個比三段論有更多部分的格局:一個主張;為它提出的資料;一個准許從資料走到主張的「保證」;支持那個保證的「支援」;一個說明主張有多強的「限定詞」;以及使它不成立的那些「反駁」。印度的三支論證,與這個格局對應得很緊。宗是主張;因是資料;全稱的陳述是保證;喻是它的支援;而異喻與那張過失的清單,預先設想了反駁。圖爾敏想要找回的,正是印度邏輯學家從來沒有丟掉的東西:把邏輯當作「向一個可能不同意的人提出理由」的實踐。他的範型取自法律。他們的取自辯論的殿堂。

4 · Verdict · 判定

Who is closest, and where the likeness ends 誰最接近,相似到哪裡為止

On form the closest parallel is Aristotle. The Buddhist model argument, once its example is removed, is a valid syllogism in the first figure, and scholars have long noted the match. On what makes an argument good, Mill is closer. He and the Indian logicians agree that a general rule earns its place only through observed cases, and that a careful reasoner must look for cases where the reason appears without the property. On the practice of argument Toulmin is closest. He and they treat an argument as a move in an exchange, made to persuade someone who may push back.

在形式上,最接近的對應是亞里斯多德。佛教的範例論證,一旦拿掉它的喻,就是一個有效的第一格三段論;學者們早就注意到了這個對應。在「什麼使一個論證成為好論證」上,彌爾比較接近。他與印度的邏輯學家同意:一條全稱的規則,只有透過觀察過的案例,才掙得它的位置;而一位謹慎的推理者,必須去找「有因而無所立之法」的案例。在論證的實踐上,最接近的是圖爾敏。他與他們都把一個論證看成一場交流當中的一步:是為了說服一個可能反駁的人而作出的。

The likeness ends at the purpose. Aristotle wanted a science of demonstration, Mill a logic for the natural sciences, and Toulmin a logic for practical fields. The Buddhist logicians wanted these things too, and their model argument shows what else they wanted. Its conclusion is that sound is impermanent, one of the three marks of existence, and the argument is a step toward the insight that frees. Dharmakīrti said that the purpose of the whole inquiry into means of knowledge is to know what to take up and what to avoid. The manual distinguishes inference for oneself, which is the private act of understanding, from inference for others, which is the spoken proof. A teacher who argues well for others is offering another person the chance to see what he has seen.

相似之處,停在目的上。亞里斯多德想要的,是一門證明的科學;彌爾想要的,是一套給自然科學用的邏輯;圖爾敏想要的,是一套給實務領域用的邏輯。佛教的邏輯學家也想要這些東西;而他們的範例論證顯示了他們還想要什麼。它的結論是「聲是無常」,這是存在的三相之一;而這個論證,是走向那個使人解脫的洞見的一步。法稱說:對「量」的整個探究,目的是知道該取什麼、該捨什麼。那部手冊把「為自比量」(私下理解的行為)與「為他比量」(說出來的證明)分開。一位能為他人好好論證的老師,是在給另一個人一個機會,去看見他所看見的東西。

Side by side · 並排比較

Five forms of argument 五種論證形式

Dignāga’s three members陳那的三支Nyāya’s five members正理派的五支Aristotle亞里斯多德Mill彌爾Modern formal logic現代形式邏輯
Parts of the argument論證的部分Thesis, reason, example (similar and dissimilar)宗、因、喻(同喻與異喻)Thesis, reason, example, application, conclusion宗、因、喻、合、結Two premises and a conclusion兩個前提與一個結論Observed cases, then the new case觀察過的案例;然後是新案例Premises and conclusion in a formal language形式語言裡的前提與結論
Role of examples例子的角色Part of the proof證明的一部分Part of the proof證明的一部分None in the proof itself在證明本身裡沒有角色The real evidence真正的證據None沒有
What makes it good什麼使它成為好論證The three marks, checked in the world因三相;在世界上查核A pervasion known from experience一個由經驗得知的遍充關係Valid form有效的形式Sound induction健全的歸納Valid form, true premises有效的形式;真的前提
Treatment of error對錯誤的處理A detailed catalog of fallacies一份詳細的過失清單A catalog of pseudo-reasons一份似因的清單Sophistical refutations辯謬篇Fallacies of induction歸納的謬誤Invalid forms無效的形式
Purpose目的Understanding for oneself and for others, toward release自悟與悟他;朝向解脫Right knowledge in debate, toward release辯論中的正確知識;朝向解脫A science of demonstration一門證明的科學The logic of the sciences科學的邏輯The study of valid inference as such研究有效推論本身

5 · The step the Dharma takes further · 佛法多走的一步

The counterexample, and the listener 反例,與聽者

The first further step is the dissimilar example. Aristotle’s form does not ask for it, and modern logic counts it as redundant, since it follows from the general premise. The Indian logicians required it to be stated, and the reason is practical. A person who asserts that everything produced is impermanent is easily convinced by the cases that agree with him. The third mark forces him to turn and look at the other side: is there anything permanent that is produced? Western philosophy reached the same lesson later and stated it as a principle of science. A general claim is tested by the search for a counterexample, and Popper built a philosophy of science on it. The Buddhist logicians had written the search into the form of every argument. It is a discipline against confirmation bias, the habit of looking only for cases that agree.

多走的第一步,是異喻。亞里斯多德的形式並不要求它;而現代邏輯把它算作多餘的,因為它是從全稱前提推出來的。印度的邏輯學家要求把它說出來;而理由是實際的。一個主張「凡所作皆無常」的人,很容易被那些與他相符的案例說服。第三相迫使他轉身去看另一邊:有沒有任何常的東西是所作的?西方哲學比較晚才學到同一個教訓,並且把它陳述成一條科學的原則:一個全稱的主張,是靠尋找反例來檢驗的;波普就在這上面建立了一套科學哲學。佛教的邏輯學家,已經把這個尋找寫進了每一個論證的形式裡。它是對治確認偏誤的紀律:只去找與自己相符的案例的習慣。

The second step is the listener. The manual opens by saying that proofs and refutations serve to bring understanding to others, and that perception and inference serve one’s own understanding. An argument for others must start from premises the other person already accepts. One of the listed faults is a reason accepted by only one party, and another is a thesis that both parties already grant, which proves nothing. Logic here is a form of courtesy. One meets the other person where he stands and walks with him, step by step, to where one wants him to see. The tradition of Buddhist debate in Tibetan monasteries still trains monks this way, with a challenger and a defender and a fixed form for each move. When the logic came to China with Xuanzang it was studied for a few generations and then largely set aside, and Chinese Buddhism turned to schools that distrusted argument. Something was lost. The Indian logicians had shown that rigorous reasoning and the path to release could be pursued by the same person, in the same act.

第二步是聽者。這部手冊一開頭就說:能立與能破是為了「悟他」;現量與比量是為了「自悟」。一個為他人而作的論證,必須從對方已經接受的前提出發。清單裡列出的過失之一,是「只有一方接受的因」(隨一不成);另一個,是雙方本來就都承認的宗(相符極成),它什麼也沒證明。在這裡,邏輯是一種禮貌。一個人到對方所站的地方去迎接他,陪著他一步一步走到自己希望他看見的地方。藏傳寺院裡的佛教辯經傳統,至今仍然這樣訓練僧人:有一位問難者與一位立宗者,每一步都有固定的形式。這套邏輯隨著玄奘傳到中國的時候,被研習了幾代,然後大體上被擱下了;漢傳佛教轉向了那些不信任論辯的宗派。有些東西失去了。印度的邏輯學家已經顯示:嚴格的推理與解脫之道,可以由同一個人、在同一個行為裡追求。

6 · How to say it to a Western audience · 對西方人怎麼講

A reason, an example, and a counterexample 一個理由、一個例子,與一個反例

Westerners often assume that logic is a Greek invention and that Asian traditions relied on intuition or authority. The Buddhist logicians are the best correction available, and they are easy to present. Write the model argument on a board in plain English: sound is impermanent, because it is made; whatever is made is impermanent, like a pot; whatever is permanent is not made, like space. Ask the audience what the last line adds. Someone will say it checks for exceptions, and that is the point of the lesson. Then mention the list of fallacies, with the barren mother as the example everyone remembers. End with the purpose. These logicians argued carefully because the conclusions concerned how to live, and they thought that a careless argument on such matters does harm.

西方人常常假定:邏輯是希臘人發明的;而亞洲的傳統靠的是直覺或權威。佛教的邏輯學家,是現有最好的糾正;而且很容易介紹。把那個範例論證用淺白的英文寫在黑板上:聲是無常的,因為它是被造出來的;凡被造出來的都是無常的,如瓶;凡常的都不是被造出來的,如虛空。問聽眾:最後一行添加了什麼?會有人說:它在檢查例外。這就是這一課的重點。然後提一下那張過失的清單;用「我母是石女」當作人人記得住的例子。最後講目的。這些邏輯學家之所以仔細地論證,是因為結論關係到怎麼生活;而他們認為,在這種事情上,一個草率的論證是會造成傷害的。

Sentences you can use 可以直接用的句子

  1. Buddhist logicians required every argument to give an example and a counterexample.

    佛教的邏輯學家要求每一個論證,都要給一個例子與一個反例。

  2. Their model was: sound is impermanent, because it is made, like a pot; and nothing permanent, like space, is made.

    他們的範例是:聲是無常的,因為它是被造出來的,如瓶;而沒有任何常的東西(如虛空)是被造出來的。

  3. The counterexample line is a built-in check against seeing only what agrees with you.

    反例的那一行,是一個內建的檢查:防止你只看見與你相符的東西。

  4. Aristotle studied valid form. The Indian logicians studied good reasons, which includes checking the world.

    亞里斯多德研究的是有效的形式。印度的邏輯學家研究的是好的理由;而那包括去查核世界。

  5. One of their textbook fallacies is “My mother is a barren woman.” The sentence refutes itself.

    他們教科書裡的一個過失是:「我母是石女。」這句話自己駁倒了自己。

  6. An argument for someone else has to start from what that person already accepts. They saw logic as a way of meeting another mind.

    為別人而作的論證,必須從那個人已經接受的東西出發。他們把邏輯看成與另一顆心相遇的方式。

Phrases to avoid 要避開的說法

“Logic is a Western invention.” 「邏輯是西方的發明。」

India and China both had developed logics. Name Dignāga and Dharmakīrti.

印度與中國都有發展成熟的邏輯。說出陳那與法稱的名字。

“Indian logic is just the syllogism with extra steps.” 「印度邏輯不過是多了幾步的三段論。」

The extra steps carry the evidence and the check for exceptions. Say what each one does.

多出來的幾步,承載著證據,以及對例外的檢查。要說出每一步做了什麼。

“Buddhism goes beyond logic, so arguments don’t matter.” 「佛教超越了邏輯,所以論證不重要。」

A whole Buddhist school disagreed, and Tibetan monks still debate daily.

整整一個佛教學派不同意這一點;而藏傳的僧人至今仍天天辯經。

“The example is just an illustration.” 「例子只是一個說明。」

In this logic it is evidence. Removing it removes part of the support.

在這套邏輯裡,它是證據。拿掉它,就拿掉了一部分的支持。

Three languages · 三語對照

The vocabulary, in Chinese, Pāli, Sanskrit, and English 術語:中文、巴利文、梵文、英文

中文PāliSanskritEnglish
因明—hetu-vidyāthe science of reasons; Buddhist logic
宗—pakṣa, pratijñāthe thesis
因hetuhetu, liṅgathe reason; the mark
喻—dṛṣṭāntathe example
因三相—trairūpyathe three marks of a good reason
遍是宗法性—pakṣadharmatvathe reason is present in the subject
同品定有性—sapakṣe sattvamthe reason is found in similar cases
異品遍無性—vipakṣe ’sattvamthe reason is absent from all dissimilar cases
為自比量・為他比量—svārthānumāna, parārthānumānainference for oneself; inference for others
似因—hetvābhāsaa pseudo-reason; a fallacy of the reason
遍充—vyāptipervasion: the invariable connection of reason and property
三段論——the syllogism

Reading check · 理解測驗

Did it land? 讀懂了嗎

1. What are the three members of Dignāga’s argument?

2. What does the third mark of a good reason require?

3. Why is “my mother is a barren woman” listed as a fault?

4. What was Mill’s objection to the syllogism?

5. What does the lesson say the dissimilar example adds?

Write · 你怎麼講?

  1. Write an argument for something you believe in the three-membered form: thesis, reason, a similar example, and a dissimilar example. Then check each of the three marks. About 150 words.

    用三支的形式,為一件你相信的事寫一個論證:宗、因、一個同喻、一個異喻。然後逐一查核因三相。約 150 個字。

  2. Find a claim from the news or a conversation that rests on examples that agree with it. Supply the counterexample check it is missing.

    從新聞或者一段對話裡,找一個建立在「與它相符的例子」上的主張。補上它所缺少的反例查核。

  3. Toulmin and the Indian logicians both treat argument as addressed to someone. In 200 words, describe how you would teach a class to argue in this way.

    圖爾敏與印度的邏輯學家,都把論證看成是說給某個人聽的。用 200 個字描述:你會怎麼教一班學生以這種方式論證。

Go further · 延伸

Related lessons and reading 相關課程與延伸閱讀