← Dharma and the West · 回佛法與西方哲學

D2 · Dharma and the West 佛法與西方哲學

No-Self and the West 無我與西方哲學

Which Western philosopher comes closest to the Buddha’s teaching of not-self, where the likeness ends, and how to say it in English without being misunderstood.
西方哪一位哲學家最接近佛陀的無我教導?相似到哪裡為止?還有,怎麼用英文把它說出來而不被誤解?

D2 Dharma and the West · 佛法與西方哲學Self and Reality · 自我與真實Advanced · 高級about 30 min
無我
anattā Pāli anātman Sanskritnot-self
The verdict · 判定

Closest: Derek Parfit, with David Hume a near second. Both reach the Buddha’s conclusion about what a person is. Neither has his account of why it matters or his method for making the conclusion real.

最接近的是帕菲特,休謨緊跟在後。兩人都得出了佛陀關於「人是什麼」的結論。兩人都沒有他對「這為什麼重要」的說明,也沒有他那套讓這個結論成真的方法。

中文翻譯Every paragraph has a Chinese translation. Tap 中譯▾ under a paragraph to open that one, or use Show Chinese · 顯示中譯 at the top to open them all. 每一段都有中譯:點段落下方的「中譯」只開那一段,或按上方的「顯示中譯」一次全部打開。

1 · What the Dharma says · 佛法怎麼說

The teaching in its own words 用它自己的話說

The teaching was first given, according to the tradition, in the Buddha’s second discourse, to the five companions who had practiced austerities with him. He takes the five aggregates (khandha) into which a person can be analyzed, namely bodily form, feeling, perception, volitional formations, and consciousness, and says of each that it is anattā, not-self. He gives two reasons. The first is about control. “Form is not-self. For if form were self, it would not lead to affliction, and one could have it of form: ‘Let my form be thus, let my form not be thus.’” We cannot command the body not to age or a feeling not to arise. The second reason is put as a series of questions. Is form permanent or impermanent? Impermanent. Is what is impermanent satisfying or unsatisfying? Unsatisfying. “Is what is impermanent, unsatisfying, and subject to change fit to be regarded thus: ‘This is mine, this I am, this is my self’?” The monks answer that it is not (Saṃyutta Nikāya 22.59).

照傳統的說法,這個教導最早是在佛陀的第二次說法裡提出的,對象是曾經跟他一起修苦行的五位同伴。他舉出一個人可以被分析成的五蘊(khandha)——色、受、想、行、識——然後對每一蘊都說它是 anattā,非我。他給了兩個理由。第一個關於支配。「色非我。如果色是我,它就不會導致病苦,而人對於色也就可以如願:『願我的色如此,願我的色不如此。』」我們無法命令身體不老,也無法命令某個感受不生起。第二個理由是用一連串的提問來表達的。色是常還是無常?無常。無常的是樂還是苦?苦。「無常、苦、會變易的東西,適合被這樣看待嗎:『這是我的,這是我,這是我的自我』?」比丘們回答:不適合(《相應部》22.59)。

Three things about the passage are easy to miss. The Buddha says of each aggregate that it is not self. He does not say here, in so many words, “there is no self.” On another occasion a wanderer named Vacchagotta asks him directly whether there is a self, and then whether there is no self, and both times the Buddha stays silent. He explains afterward that to say “there is a self” would side with the eternalists, and to say “there is no self” would side with the annihilationists and leave the questioner more confused than before (Saṃyutta Nikāya 44.10). Second, the target is a particular idea of self that was current in his day: something permanent, blissful, and in control. Third, the teaching is offered as something to be seen and not merely assented to. The discourse ends with the five listeners liberated by what they have understood.

這段話裡有三件事很容易被忽略。佛陀對每一蘊說的是「它不是我」。他在這裡並沒有一字一句地說「沒有我」。另一個場合,一位名叫婆蹉種的遊方者直接問他:有我嗎?接著又問:沒有我嗎?兩次佛陀都保持沉默。事後他解釋:說「有我」,就站到了常見論者那一邊;說「沒有我」,就站到了斷見論者那一邊,而且會讓發問的人比先前更加迷惑(《相應部》44.10)。第二,被瞄準的是當時流行的一種特定的「我」的觀念:某個恆常、妙樂、能作主的東西。第三,這個教導是提出來讓人「看見」的,不只是讓人點頭同意。那部經的結尾,五位聽者因為他們所理解的而得到解脫。

Later teachers made the positive account explicit. What we call a person is a designation applied to the aggregates when they occur together, as the word “chariot” is applied to assembled parts (Saṃyutta Nikāya 5.10). The aggregates arise and cease in dependence on conditions, and one moment conditions the next. That causal stream is enough for memory, for moral responsibility, and, in the traditional teaching, for rebirth. No owner travels along it.

後來的論師把正面的說明講得更明白。我們稱為「人」的,是諸蘊同時出現時所施設的一個名稱,就像「車」這個字被用在組合起來的零件上(《相應部》5.10)。諸蘊依條件而生、依條件而滅,前一剎那作為後一剎那的條件。這道因果之流,足以說明記憶、說明道德責任,而在傳統的教導裡也足以說明再生。並沒有一個擁有者沿著它旅行。

2 · In standard form · 寫成標準形式

The argument, laid out 論證攤開來

3 · The nearest Western views · 西方最接近的說法

Three philosophers who looked for the self 三位尋找自我的哲學家

The opposing view · 對立的看法

René Descartes 笛卡兒1641

Descartes doubted everything he could and found one thing left: “I am, I exist.” From this he concluded that he was a thinking substance, a single thing that persists and has thoughts as its states. The first step is one a Buddhist can accept, since no one denies that thinking is going on. The second step is the one that the not-self teaching refuses. Descartes moved from “there is thinking” to “there is a thing that thinks,” and that thing is the ātman under a French name.

笛卡兒懷疑了一切他能懷疑的,發現還剩下一樣東西:「我是,我存在。」他由此推斷,自己是一個思考的實體,一個持續存在、以種種思想為其狀態的單一事物。第一步是佛教徒可以接受的,因為沒有人否認有思考在進行。第二步正是無我的教導所拒絕的。笛卡兒從「有思考」跨到了「有一個在思考的東西」;而那個東西,就是換了法文名字的 ātman。

The same observation · 同樣的觀察

David Hume 休謨1739

Hume repeated Descartes’ experiment and reported a different result. “When I enter most intimately into what I call myself, I always stumble on some particular perception or other, of heat or cold, light or shade, love or hatred, pain or pleasure. I never can catch myself at any time without a perception.” He concluded that a person is “nothing but a bundle or collection of different perceptions,” and that the identity we ascribe to the mind “is only a fictitious one.” This is the second premise of the Buddhist argument, reached independently and stated with great force. Hume’s account stops there. He has no theory of how the bundle is tied together, and in an appendix he admits it: “I find myself involved in such a labyrinth, that, I must confess, I neither know how to correct my former opinions, nor how to render them consistent.”

休謨重做了笛卡兒的實驗,報告的結果卻不同。「當我最貼近地進入我稱為『自己』的東西時,我總是碰到某個個別的知覺:冷或熱、明或暗、愛或恨、苦或樂。我任何時候都抓不到一個沒有知覺的『自己』。」他的結論是:一個人「不過是一束或一堆不同的知覺」,而我們歸給心靈的那種同一性「只是虛構的」。這就是佛教論證的第二個前提,被獨立地得出,而且說得極有力。休謨的說明到此為止。他沒有一套關於「這一束是怎麼繫在一起的」理論;在一篇附錄裡他承認了:「我發現自己陷入了這樣一座迷宮,我必須承認,我既不知道怎麼修正我先前的意見,也不知道怎麼使它們前後一致。」

The same conclusion, and its consequences · 同樣的結論,以及它的後果

Derek Parfit 帕菲特1984

Parfit defends what he calls reductionism. A person’s existence consists in the existence of a brain and body and the occurrence of a series of connected physical and mental events. There is no further fact, no separately existing subject. He then draws consequences that Hume did not. What matters for survival is the continuation of the mental stream, whether or not we call the result “me.” The boundary between my future and other people’s is less deep than it seems, and so concern for others becomes more rational and the fear of death less so. He notes that the Buddha would have agreed, and he prints Buddhist texts in an appendix to make the point.

帕菲特為他所說的「化約論」辯護。一個人的存在,就在於一個腦與身體的存在,以及一連串相連的物理與心理事件的發生。此外沒有進一步的事實,沒有一個獨立存在的主體。接著他引出了休謨沒有引出的後果。對存活來說,重要的是心理之流的延續,不管我們稱不稱那個結果為「我」。我的未來與別人的未來之間的界線,沒有看起來那麼深;所以關心別人變得更合理,害怕死亡變得沒那麼合理。他指出佛陀會同意他,並且為了說明這一點,在附錄裡刊印了佛典。

4 · Verdict · 判定

Who is closest, and where the likeness ends 誰最接近,相似到哪裡為止

Parfit is the closest. He holds all three parts of the Buddhist position: that there is no separate self, that a person is a causally connected series, and that seeing this changes how one should live. Hume holds the first with unsurpassed clarity, has no account of the second, and treats the third as a joke at his own expense, going off to play backgammon. Descartes holds none of them, and his cogito is the best Western statement of the view the Buddha was arguing against.

帕菲特最接近。佛教立場的三個部分他都持有:沒有獨立的自我;人是一個因果相連的序列;看清這一點,會改變人應當怎麼活。休謨以無人能及的清晰持有第一點,對第二點沒有說明,對第三點則當成一個拿自己開的玩笑,跑去下雙陸棋了。笛卡兒三點都不持有;而他的 cogito,是西方對佛陀所反對的那個看法最好的陳述。

The likeness to Parfit ends at four places. First, he reaches the view by argument about imaginary cases, and says frankly that he cannot always believe it: the conviction fades when he stops thinking about the arguments. Second, the continuity he describes is psychological, and it ends at death. The Buddhist stream includes the body, runs on causal conditions of which memory is only one, and is traditionally held to continue from life to life. Third, Parfit is content to say that persons reduce to physical and mental events and to stop there. The Madhyamaka philosophers pressed on and argued that those events have no independent nature either. Fourth, and most important, Parfit offers a conclusion and the Buddha offers a training.

跟帕菲特的相似,在四個地方到了盡頭。第一,他是靠著對想像案例的論證得出這個看法的,並且坦白說他並不總是相信得了:一停止思考那些論證,那份確信就消退了。第二,他描述的連續性是心理的,而且到死亡為止。佛教的那道流包含身體,靠的是種種因果條件,記憶只是其中之一;而且傳統上認為它從一生延續到另一生。第三,帕菲特滿足於說「人可以化約為物理與心理的事件」,然後就停在那裡。中觀學派的哲學家繼續往下追,論證那些事件同樣沒有獨立的本性。第四,也是最重要的:帕菲特提供的是一個結論,佛陀提供的是一套訓練。

Side by side · 並排比較

Four answers to five questions 五個問題,四種回答

The Buddha佛陀Hume休謨Parfit帕菲特Descartes笛卡兒
What is found on looking inward?往內看,找到什麼?Five kinds of process, each arising and passing五類過程,各自生滅Particular perceptions and nothing else個別的知覺,別無他物Connected mental and physical events相連的心理與物理事件A thinking thing一個思考的東西
What is a person?人是什麼?A designation applied to the aggregates依諸蘊而施設的名稱A bundle of perceptions一束知覺A brain, a body, and a series of events腦、身體,與一連串事件An immaterial substance joined to a body與身體相連的非物質實體
What ties the stages together?什麼把各階段繫在一起?Dependent origination: each moment conditions the next緣起:前剎那為後剎那之緣Resemblance and causation; he admits he cannot say相似與因果;他承認說不清Psychological continuity and connectedness心理的連續與連結The same substance同一個實體
How did he take the result?他怎麼面對這個結果?As liberating當作解脫As a puzzle to be left in the study當作留在書房裡的難題As liberating, when he could believe it當作解脫——在他相信得了的時候As a foundation for knowledge當作知識的地基
What follows for practice?對實踐意味著什麼?A path of training that ends clinging一條止息執取的修習之道Nothing. Dine, play backgammon沒有。吃飯、下棋Less self-concern; ethics becomes more impersonal少一些自我關切;倫理更不偏私Nothing directly沒有直接的意涵

5 · The step the Dharma takes further · 佛法多走的一步

From a view to a way of seeing 從一個見解,到一種看法

The Buddhist tradition draws a distinction that neither Hume nor Parfit has. It separates the belief in a self from the sense of self. The belief, called identity view (sakkāya-diṭṭhi), is a matter of opinion and can be given up by understanding an argument. The sense, the conceit “I am” (asmimāna), is something else. In one discourse the monk Khemaka, who is ill, is questioned by his fellows. He says that he does not regard any of the five aggregates as “this I am,” and yet the feeling “I am” has not left him. He compares it to the scent that clings to a cloth after it has been washed clean (Saṃyutta Nikāya 22.89). This is exactly Parfit’s situation: convinced by the arguments, and still unable to feel what he believes.

佛教傳統有一個休謨與帕菲特都沒有的區分。它把「相信有我」與「我的感覺」分開。前者稱為身見(sakkāya-diṭṭhi),是見解上的事,理解了一個論證就可以放下。後者,「我是」的慢(asmimāna,我慢),是另一回事。有一部經裡,生病的差摩比丘被同修們詢問。他說,五蘊當中的任何一蘊,他都不把它看作「這是我」;然而「我是」的感覺並沒有離開他。他把它比作一塊布洗乾淨之後,還殘留在上面的氣味(《相應部》22.89)。這恰恰就是帕菲特的處境:被論證說服了,卻仍然感受不到自己所相信的。

The path is the answer to that gap. Ethical conduct loosens the habits that keep the sense of self inflamed. Concentration steadies attention enough to watch the aggregates arise and pass. Insight is the repeated, direct observation that each of them is impermanent and ownerless, until the perception is no longer an inference. The tradition says that the belief falls away early and the conceit only at the end. Western philosophy has the argument, and in Parfit it even has the report of what believing it is like. It has nothing corresponding to the method.

道,就是對這個落差的回答。戒,鬆開那些讓「我的感覺」持續發炎的習慣。定,使注意力穩定到足以看著諸蘊生起、滅去。慧,是反覆而直接地觀察到它們每一個都是無常的、沒有主人的,直到這個認知不再是一個推論。傳統說:身見很早就會斷除,我慢要到最後才斷。西方哲學有那個論證;在帕菲特那裡,甚至有「相信它是什麼感覺」的報告。它沒有任何與那套方法相對應的東西。

6 · How to say it to a Western audience · 對西方人怎麼講

Words that work, and words that mislead 有用的說法,與誤導的說法

Three habits of English cause most of the misunderstanding. The first is the phrase “no self,” which listeners hear as “you do not exist.” “Not-self” is closer to the Pāli and to the method: of each thing that you take to be you, see that it is not. The second is the word “soul.” Many in a Western audience will assume that what is being denied is the Christian soul, and will take the teaching as an attack on religion. It helps to say that the target is any fixed owner or controller of experience, religious or secular. The third is the fear of nihilism. It should be said early and plainly that the person who makes promises, feels pain, and deserves kindness is not being denied.

英文的三個習慣,造成了大部分的誤解。第一個是 no self 這個說法,聽的人會聽成「你不存在」。not-self 比較貼近巴利原文,也貼近方法:對每一樣你當成「你」的東西,看出它不是。第二個是 soul 這個字。西方聽眾裡有許多人會以為,被否定的是基督教的靈魂,於是把這個教導當成對宗教的攻擊。講明「被瞄準的是任何固定的、擁有或支配經驗的東西,不論宗教的或世俗的」,會有幫助。第三個是對虛無主義的恐懼。應該及早而明白地說:那個許下承諾、感受痛苦、值得被善待的人,並沒有被否定。

Sentences you can use 可以直接用的句子

  1. The Buddha did not say that you do not exist. He said that nothing you can point to is a fixed, lasting owner of your experience.

    佛陀沒有說你不存在。他說的是:你指得出來的任何東西,都不是你的經驗的一個固定而持久的擁有者。

  2. Think of a river. It is real and it has a name, and there is no water in it that stays.

    想想一條河。它是真實的,它有名字,而河裡沒有一滴水是留著不動的。

  3. David Hume looked inside for a self and found only thoughts and feelings passing by. The Buddha found the same, and then asked what follows if we stop treating them as “mine.”

    休謨往裡面找自我,只找到來來去去的念頭與感受。佛陀找到的是同樣的東西;然後他問:如果我們不再把它們當成「我的」,接下來會怎樣?

  4. This is something to observe more than something to believe. Watch a feeling arise and fade, and ask who owns it.

    這比較是要去觀察的事,而不是要去相信的事。看著一個感受生起又消退,然後問:是誰擁有它?

  5. The teaching is aimed at suffering. Most of our distress comes from defending a self that turns out, on inspection, to be a process.

    這個教導瞄準的是苦。我們大部分的苦惱,來自捍衛一個「自我」;而仔細一看,那原來是一個過程。

  6. Giving up the idea of a fixed self does not make you care less. People who see it clearly tend to care more, because the wall between “me” and “you” has become thinner.

    放下「固定的自我」這個觀念,不會讓你變得比較不在乎。把它看清楚的人往往更在乎,因為「我」與「你」之間的那道牆變薄了。

Phrases to avoid 要避開的說法

“You have no self.” 「你沒有自我。」

Heard as a denial that the listener exists. Say what is not found, and what is.

聽起來像在否認聽者的存在。要說「找不到什麼」,以及「找得到什麼」。

“The self is an illusion.” 「自我是幻覺。」

Suggests that nothing is there. The process is real. What is mistaken is taking it for a thing.

讓人以為那裡什麼都沒有。過程是真實的;錯的是把它當成一個東西。

“Buddhism denies the soul.” 「佛教否定靈魂。」

Turns the teaching into a quarrel with Christianity. The point is about clinging, whatever its object.

把這個教導變成跟基督教的爭論。重點在執取,不管執取的對象是什麼。

Three languages · 三語對照

The vocabulary, in Chinese, Pāli, Sanskrit, and English 術語:中文、巴利文、梵文、英文

中文PāliSanskritEnglish
無我anattāanātmannot-self
五蘊pañcakkhandhapañcaskandhathe five aggregates
色rūparūpaform, the body
受vedanāvedanāfeeling
想saññāsaṃjñāperception
行saṅkhārāsaṃskāravolitional formations
識viññāṇavijñānaconsciousness
身見sakkāya-diṭṭhisatkāya-dṛṣṭiidentity view
我慢asmimānaasmimānathe conceit “I am”
假名paññattiprajñaptidesignation
常見sassatavādaśāśvatavādaeternalism
斷見ucchedavādaucchedavādaannihilationism

Reading check · 理解測驗

Did it land? 讀懂了嗎

1. What two reasons does the Buddha give, in the second discourse, for calling each aggregate not-self?

2. Why did the Buddha stay silent when Vacchagotta asked whether there is a self?

3. Why is Parfit judged closer to the Buddhist position than Hume?

4. What does the story of the monk Khemaka show?

5. Why is “not-self” often a better translation than “no self”?

Write · 你怎麼講?

  1. Explain the not-self teaching in five English sentences to a friend who has never heard of it, without using the words “illusion” or “soul.”

    用五個英文句子,向一位從沒聽過無我教導的朋友解釋它,不要用 illusion 或 soul 這兩個字。

  2. A listener objects: “If there is no self, who gets enlightened?” Write a reply of about 100 words.

    一位聽眾提出反駁:「如果沒有自我,是誰開悟?」寫一段大約 100 個英文字的回應。

  3. Where do you yourself stand between the belief and the feeling? Describe one situation in which the sense of “I” was especially strong.

    在「見解」與「感覺」之間,你自己站在哪裡?描述一個「我」的感覺特別強的情境。

Go further · 延伸

Related lessons and reading 相關課程與延伸閱讀