A5 · Knowledge 知識
How Do You Know You Are Not Dreaming? 你怎麼知道現在不是在作夢?
Descartes’ method of doubt, Zhuangzi’s butterfly, and the one belief that survives when everything else has been called into question.
笛卡兒的懷疑方法、莊周的蝴蝶,以及當其他一切都受到質疑之後,唯一留下來的那個信念。
Nothing in an experience certifies that it is not a dream. The skeptic concludes that we know nothing about the world; most of the replies give up the idea that knowledge requires certainty.
經驗本身沒有任何東西能保證它不是夢。懷疑論者由此推出,我們對世界一無所知;而大多數的回應,放棄的是「知識需要確定性」這個想法。
中文翻譯Every paragraph has a Chinese translation. Tap 中譯▾ under a paragraph to open that one, or use Show Chinese · 顯示中譯 at the top to open them all. 每一段都有中譯:點段落下方的「中譯」只開那一段,或按上方的「顯示中譯」一次全部打開。
The essay · 課文
How Do You Know You Are Not Dreaming? 你怎麼知道現在不是在作夢?
01A question from the inside 從裡面問的問題
Everyone has had the experience of waking and finding that what seemed real a moment ago was not. While it lasted, the dream did not feel like a dream. The falling felt like falling, and the examination for which one had not prepared was as alarming as a real one. This raises a question that sounds childish and turns out to be very hard. If a dream can be that convincing from the inside, what tells you that you are awake now? Whatever test you propose, pinching yourself, checking a clock, asking a friend, you could dream that you performed it and dream that you passed.
每個人都有過這種經驗:醒過來,發現片刻之前看似真實的東西並不是真的。夢還在做的時候,感覺並不像夢。墜落的感覺就是墜落;那場沒準備的考試,跟真的考試一樣令人驚慌。這引出一個聽來幼稚、其實極難的問題:如果夢從裡面看可以那麼逼真,是什麼告訴你,你現在是醒著的?不管你提出什麼檢驗——捏自己一下、看時鐘、問朋友——你都可能是夢見自己做了這個檢驗,並且夢見自己通過了。
02Descartes’ project 笛卡兒的計畫
René Descartes made this question the starting point of modern philosophy. In the Meditations of 1641 he describes himself as a man who has noticed how many false opinions he took for granted in his youth, and who resolves, once in his life, to demolish everything and begin again from the foundations. His instrument is doubt, used as a test. He will set aside any belief for which he can find the slightest ground of doubt, in order to see whether anything is left. It is important to understand that he does not think his beliefs are false. He treats them the way one treats a basket of apples when some may be rotten: tip them all out, and put back only those that pass inspection.
笛卡兒把這個問題變成了近代哲學的起點。在 1641 年的《沉思集》裡,他描述自己是這樣一個人:他注意到自己年輕時把多少錯誤的意見視為理所當然,於是決心一生一次,把一切拆毀,從地基重新開始。他的工具是懷疑,拿來當作一種檢驗。任何信念,只要他找得到一絲懷疑的理由,就先擱在一邊,看看最後還剩下什麼。要緊的是明白:他並不認為自己的信念是假的。他對待它們的方式,就像對待一籃可能有幾顆爛掉的蘋果:全部倒出來,只把通過檢查的放回去。
03Three waves 三波懷疑
The doubt comes in three waves, each stronger than the last. First, the senses sometimes deceive: a square tower looks round from far away. But this touches only what is distant or small. It gives no reason to doubt, as he says, “that I am in this place, seated by the fire, clothed in a winter dressing gown.” The second wave reaches that as well. He has often dreamed of sitting by the fire while he lay undressed in bed, and on reflection he finds “that there exist no certain marks by which the state of waking can ever be distinguished from sleep.”
懷疑分三波而來,一波比一波強。第一波:感官有時會騙人,方塔從遠處看是圓的。但這只碰得到遠的或小的東西;它並沒有給人理由去懷疑,如他所說,「我在這個地方,坐在爐火旁,穿著冬天的睡袍」。第二波連這一點也淹過去了。他常常夢見自己坐在爐火旁,其實當時正脫了衣服躺在床上;細想之下他發現:「沒有任何確定的標記,可以把清醒的狀態跟睡眠區分開來。」
Even so, something seems to hold out against the dream. Whether he is awake or asleep, “two and three make five, and … a square has but four sides.” For these he needs a third and more radical supposition: that “some malignant demon, who is at once exceedingly potent and deceitful, has employed all his artifice to deceive me,” so that he goes wrong even when he adds. Nobody believes in the demon, and Descartes did not either. Its job is to mark the outer limit of what can coherently be doubted.
即便如此,似乎還有東西抵擋得住夢。不管他是醒是睡,「二加三等於五,……正方形只有四條邊」。要動搖這些,他需要第三個、更徹底的假設:有「某個邪惡的魔鬼,既極其有力又善於欺騙,用盡了他一切的手段來騙我」,以致於他連做加法都會出錯。沒有人相信這個魔鬼存在,笛卡兒自己也不信。它的任務是標出「可以前後一致地懷疑」的最外緣。
04The butterfly 蝴蝶
Nearly two thousand years earlier, the Chinese philosopher Zhuangzi had told the most famous dream in literature. He dreamed he was a butterfly, fluttering about, content, with no idea that he was Zhuang Zhou. Suddenly he woke, and there he was, solidly Zhuang Zhou. “He did not know whether he was Zhou who had dreamed he was a butterfly, or a butterfly dreaming he was Zhou.”
比這早將近兩千年,中國哲學家莊子講了文學史上最有名的一場夢。他夢見自己是一隻蝴蝶,翩翩飛舞,自在得意,完全不知道自己是莊周。忽然醒來,他又明明白白是莊周了。「不知周之夢為胡蝶與,胡蝶之夢為周與?」
The premise is Descartes’ and the mood is entirely different. Descartes is alarmed and wants certainty back. Zhuangzi is unworried. He adds that between Zhou and the butterfly there must be some distinction, and calls this “the transformation of things.” Elsewhere in the same chapter he suggests that only after a great awakening will we know that all this was a great dream, while fools believe that they are already awake. For him the dream is a way of loosening our confidence in fixed distinctions: self and other, waking and sleeping, perhaps life and death.
前提跟笛卡兒的一樣,心情卻完全不同。笛卡兒是驚慌的,他要把確定性找回來。莊子並不擔心。他接著說,莊周與蝴蝶之間必定有分別,並把這稱為「物化」。在同一篇的另一處他提到:要有一場大覺,然後才知道這一切是一場大夢,而愚昧的人自以為已經醒了。對莊子來說,夢是一種方法,用來鬆開我們對固定區分的信心:我與物、醒與睡,也許還有生與死。
05What survives 留下來的東西
At the bottom of his doubt Descartes finds one thing the demon cannot take away. Let the demon deceive him as much as it can: to be deceived he must exist. “This proposition I am, I exist, is necessarily true each time it is expressed by me, or conceived in my mind.” The point is usually called the cogito, from the Latin for “I think.” Notice how little it gives him. It tells him that he exists for as long as he is thinking, and that he is at least a thing that thinks. It does not yet tell him that he has a body, that he has a past, or that anything exists outside his mind. Descartes spent the remaining four Meditations trying to win the world back, by way of a proof that God exists and is no deceiver. Few readers have been persuaded by that route. The doubt has proved more durable than the cure.
在懷疑的最底層,笛卡兒找到一樣魔鬼拿不走的東西。任憑魔鬼怎麼騙他:要被騙,他就必須存在。「『我是,我存在』這個命題,每當我說出它、或在心裡想到它的時候,必然是真的。」這一點通常稱為 cogito,取自拉丁文的「我思」。注意它給他的有多麼少。它告訴他:只要他在思考,他就存在;而且他至少是一個會思考的東西。它還沒有告訴他:他有身體、他有過去,或者他的心靈之外有任何東西存在。笛卡兒用剩下的四篇沉思,試著把世界贏回來,走的是「證明上帝存在、而且不會騙人」這條路。很少讀者被這條路說服。懷疑比解藥耐久得多。
06Answering the skeptic 回應懷疑論者
The position that we cannot know anything about the external world is called skepticism, and three kinds of reply are worth knowing. The first is G. E. Moore’s. In a lecture of 1939 he held up his hands and said, in effect: here is one hand, and here is another; so there are external things. He granted that he could not prove he was not dreaming. His point was that he was far more certain of his hands than he could ever be of the premises of any philosophical argument to the contrary, so it was the argument that had to go.
主張我們對外在世界一無所知的立場,稱為懷疑論;有三類回應值得知道。第一類是摩爾的。在 1939 年的一場演講裡,他舉起雙手,大意是說:這裡有一隻手,這裡還有一隻;所以外在的東西是存在的。他承認自己無法證明不是在作夢。他的重點是:他對自己雙手的確定程度,遠遠超過他對任何相反的哲學論證之前提所能有的確定程度;所以該被放棄的是那個論證。
The second reply denies that knowledge requires certainty. On this view, called fallibilism, I know that I am awake if my belief is true and is produced in a reliable way, even though I cannot rule out every imaginable alternative. For all I know in the skeptic’s sense, I might be dreaming; in the ordinary sense, I know perfectly well that I am not. The third reply questions whether the skeptic’s story makes sense. Hilary Putnam argued in 1981 that a brain which had always been kept in a vat and fed its experiences by a computer could not even think the thought “I am a brain in a vat,” because its words would never have been connected to real brains and vats. None of these replies is accepted by everyone, which is why the dream is still discussed in every introductory course.
第二類回應否認知識需要確定性。照這個稱為「可錯論」的看法,只要我的信念為真,而且是以可靠的方式產生的,我就「知道」我醒著,儘管我無法排除每一個想像得到的其他可能。照懷疑論者的意思,就我所知,我有可能在作夢;照日常的意思,我清清楚楚知道我沒有。第三類回應質疑懷疑論者的故事到底說不說得通。普特南在 1981 年論證:一顆從來就被養在桶子裡、由電腦餵給它種種經驗的大腦,連「我是一顆桶中之腦」這個想法都想不出來,因為它的字詞從來沒有跟真正的腦與桶子連結過。這些回應沒有一個是人人接受的;所以每一門哲學導論,至今還在討論那場夢。
07Why the dream matters 這場夢為什麼重要
It is tempting to say that none of this could make any practical difference, and in one sense that is true. You will not tell dreaming and waking apart any better after reading Descartes. What changes is your picture of what knowing is. Before the dream argument it is natural to think of knowledge as a direct grasp of how things are. After it, one has to choose. Either knowledge demands a certainty that almost nothing can meet, or it is something more modest: true belief that is well supported and could, in principle, have been wrong. Most philosophers today take the second view. So do the sciences, which hold even their best theories open to revision. The dream argument is where that modesty was first learned.
人很容易說:這一切不可能造成任何實際的差別。在某個意義上這是真的。讀完笛卡兒,你分辨夢與醒的能力並不會變好。改變的是你對「知道」是怎麼回事的圖像。在夢的論證之前,人很自然地把知識想成對事物實況的直接掌握。在那之後,你必須做選擇:要嘛知識要求一種幾乎沒有東西達得到的確定性;要嘛知識是比較謙遜的東西——有良好根據的真信念,而且原則上本來有可能是錯的。今天多數的哲學家採取第二種看法。科學也是如此:即使是最好的理論,科學也保留修正的餘地。這份謙遜,最早就是從夢的論證學來的。
Thought experiment · 思想實驗
Try it: the ladder of doubt 親手做一次:懷疑的階梯
Ten things you are sure of. Before each of Descartes’ three waves, mark the beliefs you expect it to knock down, then apply the doubt and see whether you and Descartes agree.
十件你確定的事。在笛卡兒的三波懷疑每一波來之前,先標出你預期會被沖倒的信念,再施加懷疑,看看你跟笛卡兒的判斷一不一樣。
Standard form · 標準形式
The argument, laid out 論證攤開來
The skeptic’s reasoning is short and valid. It is modus tollens, and each premise seems hard to deny. Click a step to see what can be said against it.
懷疑論者的推理很短,而且有效。它是一個否定後件,每個前提看來都很難否認。點任何一步,看看別人可以怎麼反對它。
Primary text · 原典
In his own words 原典怎麼說
The Meditations is written in the first person and is meant to be performed. The reader is supposed to go through the doubt personally, one day at a time, as the author did.
《沉思集》用第一人稱寫成,是要讓人「照著做」的。讀者應當像作者那樣,一天一篇,親自把懷疑走過一遍。
René Descartes, Meditations on First Philosophy (1641), I and II 笛卡兒《第一哲學沉思集》第一、二沉思 · translated by John Veitch (public domain)
I perceive so clearly that there exist no certain marks by which the state of waking can ever be distinguished from sleep, that I feel greatly astonished; and in amazement I almost persuade myself that I am now dreaming.
我如此清楚地察覺到,並沒有任何確定的標記可以把清醒的狀態跟睡眠區分開來,以致於我大為驚愕;在驚愕之中,我幾乎要說服自己:我此刻正在作夢。
The claim is narrower than it is usually reported to be. He does not say that waking and dreaming feel the same. He says there are no certain marks, that is, no feature of an experience that could not also occur in a dream. Look too at the word “almost.” The Meditations records a real exercise, and he reports its effect on him with some care.
這個主張比一般轉述的要窄。他沒有說醒與夢「感覺起來一樣」。他說的是沒有「確定的標記」,也就是說,經驗沒有哪一項特徵是夢裡不可能也出現的。也看看「幾乎」這個詞。《沉思集》記錄的是一場真實的練習,他相當仔細地報告了這場練習對他的作用。
So that it must, in fine, be maintained, all things being maturely and carefully considered, that this proposition (pronunciatum) I am, I exist, is necessarily true each time it is expressed by me, or conceived in my mind.
所以,把一切成熟而仔細地考慮過之後,終究必須主張:「我是,我存在」這個命題,每當我說出它、或在心裡想到它的時候,必然是真的。
Two details matter. There is no “therefore”: he does not present his existence as the conclusion of an inference from “I think.” And the certainty is tied to the moment, “each time it is expressed.” It is the certainty of a performance, something like the truth of “I am speaking” while one is speaking. (“In fine” is an old phrase for “in short.”)
有兩個細節很重要。這裡沒有「所以」:他並沒有把自己的存在,說成是從「我思」推論出來的結論。而且這份確定性是綁在當下的:「每當我說出它的時候」。它是一種「做出來」的確定性,有點像一個人在說話的時候,「我正在說話」這句話為真。(in fine 是舊式用語,意思是「總之」。)
Both sides · 正反兩面
Objections and replies 反駁與回應
Dreams and waking life are easy to tell apart. Dreams are patchy and disconnected, and waking life hangs together from one day to the next.
夢跟清醒的生活很容易分辨。夢是零碎而不連貫的;清醒的生活一天接一天,前後連得起來。
This is Descartes’ own answer at the end of the Sixth Meditation, and as a practical test it is sound. It has two limits. It can be applied only afterward, from a standpoint already taken to be waking. And it does nothing against the demon, or its modern descendants the brain in a vat and the computer simulation, which are designed to be perfectly coherent.
這是笛卡兒自己在第六沉思結尾給的答案;當作實用的檢驗,它是站得住的。它有兩個限制。它只能事後運用,而且是從一個已經被當作「醒著」的立足點來運用。它對魔鬼也毫無作用;對魔鬼的現代後裔——桶中之腦與電腦模擬——同樣如此,因為這些假設本來就被設計成完全連貫。
The doubt is a pretense. Nobody can actually doubt that he has hands, so nothing follows from saying that one does.
這種懷疑是裝出來的。沒有人真的能懷疑自己有手;所以嘴上說懷疑,推不出任何東西。
Hume observed that skeptical doubts vanish as soon as he left his study, and the American philosopher C. S. Peirce later insisted that we should not pretend to doubt in philosophy what we do not doubt in our hearts. Descartes would agree that the doubt is artificial. His question was never whether we do believe these things. It was what entitles us to, and that question is not answered by pointing out that we cannot help it.
休謨說過,他一走出書房,懷疑論的疑慮就煙消雲散;美國哲學家皮爾士後來堅持,我們不該在哲學裡假裝懷疑自己心裡並不懷疑的事。笛卡兒會同意這種懷疑是人為的。他的問題從來不是我們「是否」相信這些事,而是我們「憑什麼有資格」相信;指出我們不由自主地相信,並沒有回答這個問題。
The cogito proves less than Descartes claims. From the fact that there is thinking, it does not follow that there is an “I” who does it.
Cogito 證明的比笛卡兒宣稱的少。從「有思考在進行」這個事實,推不出有一個在思考的「我」。
The eighteenth-century physicist Georg Lichtenberg made the objection in a sentence: one should say “it thinks,” in the way one says “there is lightning.” Descartes assumed that a thought needs a thinker, a lasting substance to which it belongs, and that assumption was never put through the doubt. This is the most serious objection of the three, and Buddhist philosophers had been pressing it for two thousand years (see below).
十八世紀的物理學家利希滕貝格用一句話提出了這個反駁:我們應該說「在思考」,就像我們說「在閃電」一樣。笛卡兒預設了思想需要一個思想者,一個它所歸屬的持存實體;而這個預設從來沒有被拿去接受懷疑的檢驗。這是三個反駁裡最嚴重的一個,而佛教哲學家已經追問了它兩千年(見下文)。
Terms of art · 哲學術語
The vocabulary of the subject 這門學問的用語
Gk. skeptikos ‘one who inquires’
The view that we lack knowledge in some domain, here knowledge of the external world.
主張我們在某個領域缺乏知識的看法;這裡指的是對外在世界的知識。
Descartes’ procedure of setting aside every belief that can be doubted, in order to find what cannot.
笛卡兒的做法:把一切可以懷疑的信念擱在一邊,以找出無法懷疑的。
L. ‘I think’
The insight that I cannot doubt my own existence while I am thinking.
這個洞見:在我思考的時候,我無法懷疑自己的存在。
L. in- ‘not’ + dubitare ‘to doubt’
Impossible to doubt.
不可能被懷疑的。
Whatever exists outside one’s own mind.
存在於自己心靈之外的一切。
If you know P, and know that P entails Q, then you know Q.
如果你知道 P,又知道 P 蘊涵 Q,那麼你就知道 Q。
L. fallere ‘to deceive, to fail’
The view that one can know something without being certain of it.
主張人可以知道一件事,而不必對它有確定性。
The modern version of the demon: a brain kept alive and fed false experiences by a computer.
魔鬼的現代版本:一顆被維持存活、由電腦餵給虛假經驗的大腦。
Advanced English · 高級英文
Words and phrases worth keeping 值得帶走的字與片語
He noticed how many false opinions he had taken for granted in his youth.
他注意到自己年輕時把多少錯誤的意見視為理所當然。
He resolves to demolish everything and begin again from the foundations.
他決心把一切拆毀,從地基重新開始。
He will set aside any belief for which he can find a ground of doubt.
任何信念只要找得到懷疑的理由,他就先擱在一邊。
Something seems to hold out against the dream.
似乎還有東西抵擋得住夢。
One belief survives when everything else has been called into question.
當其他一切都受到質疑,有一個信念留了下來。
He tried to win the world back by way of a proof that God exists.
他試著經由「上帝存在」的證明,把世界贏回來。
The doubt has proved more durable than the cure.
懷疑比解藥耐久得多。
For all I know, I might be dreaming.
就我所知,我有可能在作夢。
You will not tell dreaming and waking apart any better after reading Descartes.
讀完笛卡兒,你分辨夢與醒的能力並不會變好。
The sciences hold even their best theories open to revision.
即使是最好的理論,科學也保留修正的餘地。
Reading check · 理解測驗
Did it land? 讀懂了嗎
1. What is the purpose of Descartes’ doubt?
2. Why does Descartes need the demon in addition to the dream?
3. How does Zhuangzi’s use of the dream differ from Descartes’?
4. What is Moore’s reply to the skeptic?
5. What does fallibilism claim?
Write · 你怎麼想?
Describe a dream that you took to be real while it lasted. Then say exactly what, if anything, is different about your experience at this moment.
描述一場你在做的時候信以為真的夢。然後確切地說出,你此刻的經驗跟它有什麼不同(如果有的話)。
Which reply to the skeptic do you find strongest: Moore’s, the fallibilist’s, or Putnam’s? Defend your choice in about 150 words and state the best objection to it.
對懷疑論者的回應,你覺得哪一個最強:摩爾的、可錯論的,還是普特南的?用大約 150 個英文字為你的選擇辯護,並說出對它最好的反駁。
Zhuangzi is untroubled by the butterfly and Descartes is alarmed by the dream. Whose attitude seems more reasonable to you, and why?
莊子對蝴蝶毫不在意,笛卡兒卻被夢嚇到了。你覺得誰的態度比較合理?為什麼?
Dharma and the West · 佛法與西方哲學
A view from the Dharma 佛法怎麼看
Buddhist texts reach for the dream constantly. The Diamond Sūtra ends by advising that all conditioned things be viewed “as a dream, an illusion, a bubble, a shadow” (一切有為法,如夢幻泡影). The comparison is put to philosophical work in Vasubandhu’s Twenty Verses, written in India in the fourth or fifth century. Vasubandhu holds that what we experience is “consciousness only,” and he faces an obvious objection: if there were no external objects, why would experiences be tied to particular places and times? He answers with the dream. In a dream too we see a village or a garden at one place and not everywhere, at one time and not always, though no external village is there (處時定如夢). The orderliness of experience therefore does not prove that it has an outside cause.
佛典不斷地用夢作比喻。《金剛經》的結尾勸人這樣看待一切有為法:「如夢幻泡影」。在世親的《唯識二十論》裡(西元四或五世紀作於印度),這個比喻被拿來做哲學的工作。世親主張我們所經驗到的「唯有識」,並且面對一個顯而易見的反駁:如果沒有外在的對象,經驗為什麼會固定在特定的地點與時間?他用夢來回答。在夢裡,我們同樣是在某一處、而不是處處,在某一時、而不是時時,看見村莊或園林,雖然並沒有外在的村莊在那裡(「處時定如夢」)。所以經驗的井然有序,並不能證明它有一個外在的原因。
So far this is Descartes’ second wave. The difference lies in what follows. Descartes treats the dream as a threat and brings in God to remove it. Vasubandhu accepts the comparison and draws a practical conclusion: ordinary waking life is itself a kind of sleep, from which one can wake. That is the literal meaning of buddha, “one who has awakened,” and it is very close to Zhuangzi’s “great awakening.” On the cogito the traditions part more sharply. A Buddhist philosopher grants that thinking is going on and denies the step to a thinker. What Descartes found at the bottom of his doubt and took for a substance, the Buddhist analysis takes apart into a stream of momentary events with no owner. Lichtenberg’s objection is, in effect, the doctrine of no-self (Dharma and the West, D2 and D11).
到這裡為止,這就是笛卡兒的第二波懷疑。差別在接下來的地方。笛卡兒把夢當作威脅,請出上帝來排除它。世親接受這個比擬,並且引出一個實踐上的結論:平常的清醒生活本身就是一種睡眠,而人可以從中醒來。這正是 buddha 的字面意思:「覺醒的人」;它跟莊子的「大覺」非常接近。在 cogito 上,兩個傳統分得更開。佛教哲學家承認「有思考在進行」,但否認由此跨到「有一個思考者」的那一步。笛卡兒在懷疑的最底層找到、並當成實體的那個東西,佛教的分析把它拆成一串沒有主人的剎那事件。利希滕貝格的反駁,實際上就是無我的教義(佛法與西方哲學 D2、D11)。
Go further · 延伸
People and reading 人物與延伸閱讀
- René Descartes, Meditations on First Philosophy, translated by John Veitch ↗The first two Meditations take an hour and are the best introduction to philosophy ever written. 前兩篇沉思一小時讀得完,是有史以來最好的哲學入門。
- Zhuangzi, chapter 2, “On the Equality of Things” (齊物論) ↗The butterfly is the last paragraph; the “great awakening” comes a little earlier. 蝴蝶是最後一段;「大覺」在稍前面。
- G. E. Moore, “Proof of an External World” (1939)The lecture with the two hands. 舉起雙手的那場演講。
- Stanford Encyclopedia of Philosophy, “Skepticism” ↗
- Stanford Encyclopedia of Philosophy, “Vasubandhu” ↗On the Twenty Verses and the dream argument. 談《唯識二十論》與夢的論證。