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D3 · Dharma and the West 佛法與西方哲學

The Five Aggregates and the West 五蘊與西方哲學

The Buddha’s five-part map of experience, the Western pictures of the mind that resemble it, and how to explain each of the five in English without importing the wrong ideas.
佛陀那張把經驗分成五區的地圖;西方哪些對心靈的描繪與它相似;以及怎麼用英文解釋這五項,而不夾帶錯誤的觀念。

D3 Dharma and the West · 佛法與西方哲學Self and Reality · 自我與真實Advanced · 高級about 30 min
五蘊
pañcakkhandha Pāli pañcaskandha Sanskritthe five aggregates
The verdict · 判定

Closest: the picture in modern cognitive science of a mind made of many processes with no central controller, as in Marvin Minsky and Daniel Dennett. Hume is second. The aggregates differ from both in being a map for a practitioner to use on himself, and in giving feeling tone a place of its own.

最接近的是當代認知科學裡的那幅圖像:心靈由許多過程構成,沒有中央控制者,如明斯基與丹尼特所說。休謨其次。五蘊與兩者的不同在於:它是一張讓修行者用在自己身上的地圖;而且它給了「受」一個獨立的位置。

中文翻譯Every paragraph has a Chinese translation. Tap 中譯▾ under a paragraph to open that one, or use Show Chinese · 顯示中譯 at the top to open them all. 每一段都有中譯:點段落下方的「中譯」只開那一段,或按上方的「顯示中譯」一次全部打開。

1 · What the Dharma says · 佛法怎麼說

Five heaps 五堆

The Pali word khandha means a heap, a mass, or the trunk of a tree. The Buddha used it for five classes into which he sorted everything that makes up a living being’s experience: form, feeling, perception, formations, and consciousness. He defines each in the plural and with the widest possible reach. “Any kind of form at all—past, future, or present; internal or external; solid or subtle; inferior or superior; far or near: this is called the aggregate of form” (Saṃyutta Nikāya 22.48), and so for the other four. An aggregate is therefore a category of events. It is a mistake to picture five components fitted together like the parts of an engine.

巴利文 khandha 的意思是一堆、一團,或樹幹。佛陀用這個字來稱呼五個類別;構成一個生命的經驗的一切,他都歸進這五類:色、受、想、行、識。他對每一蘊的界定都是複數的,而且涵蓋範圍盡可能地廣。「任何的色,不論過去、未來、現在,內或外,粗或細,劣或勝,遠或近,這稱為色蘊」(《相應部》22.48);其餘四蘊也是這樣。所以,一蘊是一「類」事件。把它想成像引擎零件那樣組裝在一起的五個組件,是一種誤解。

One discourse defines the five by what they do, with a play on each word (Saṃyutta Nikāya 22.79). Form is so called because it is “deformed” by cold and heat, hunger and thirst, and the touch of insects, wind, and sun. Feeling “feels pleasure, pain, and neutral.” Perception “perceives blue, yellow, red, and white,” which is to say that it recognizes and labels. Formations, which the translator here renders “choices,” are whatever shapes and constructs the others, the mind’s intentions and habits. Consciousness “cognizes sour, bitter, pungent, sweet”: it is the bare awareness of an object through one of the senses. Notice that every definition is a verb. The discourse describes five kinds of happening and names no one to whom they happen.

有一部經用「它們做什麼」來界定這五者,每一個都帶著文字遊戲(《相應部》22.79)。色之所以稱為色,是因為它被冷熱、飢渴,以及蚊蟲、風、日的觸碰所「變壞」。受「感受樂、苦、不苦不樂」。想「認知青、黃、赤、白」,也就是辨認並且貼上標記。行(這位譯者譯作 choices)是塑造、建構其餘各蘊的東西,也就是心的意圖與習慣。識「了別酸、苦、辛、甜」:它是透過某一個感官,對一個對象的單純覺知。請留意:每一個定義都是動詞。這部經描述了五種「發生」,而沒有指出它們是發生在誰身上。

The scheme was not offered as psychology for its own sake. The Buddha distinguishes the five aggregates from the five “grasping aggregates,” the same five when they are “accompanied by defilements” and “fuel grasping.” The reason for sorting experience in this way is given in another discourse: whatever anyone regards as a self, “all regard the five grasping aggregates, or one of them” (22.47). The list is meant to be exhaustive of the places where a self might be looked for. And a set of similes tells the practitioner what he will find when he looks closely: “Form is like a lump of foam; feeling is like a bubble; perception seems like a mirage; choices like a banana plant; and consciousness like an illusion” (22.95). A banana trunk can be peeled layer after layer, and there is no heartwood.

這套架構並不是為了心理學本身而提出的。佛陀區分了「五蘊」與「五取蘊」;後者是同樣的五者,在它們「伴隨著煩惱」並且「助長執取」的時候。至於為什麼要這樣歸類經驗,另一部經給了理由:任何人把任何東西看作我,「都是把五取蘊、或其中之一看作我」(22.47)。這份清單的用意,是要窮盡一個「我」可能被找到的所有地方。還有一組比喻告訴修行者,當他細看的時候會發現什麼:「色如聚沫,受如水泡,想如陽燄,行如芭蕉,識如幻事」(22.95)。芭蕉的樹幹可以一層一層地剝開,而裡面沒有心材。

2 · In standard form · 寫成標準形式

The argument from exhaustion 窮舉論證

3 · The nearest Western views · 西方最接近的說法

Three ways of taking the mind apart 把心靈拆開的三種方式

The opposing view · 對立的看法

Aristotle 亞里斯多德c. 350 BCE

Aristotle’s On the Soul is the first Western analysis of a living being into capacities: nutrition, perception, desire, movement, and thought. The list looks like a cousin of the Buddha’s, and it is put to the opposite use. For Aristotle the capacities are powers of one substance. The soul is the form of a living body, the single principle that makes it this kind of thing and holds its activities together. To analyze the capacities is to understand the unity better. The aggregates are offered in order to show that there is no such unifying principle to be found.

亞里斯多德的《論靈魂》,是西方第一次把一個生命分析成各種能力:營養、感知、欲求、運動與思想。這份清單看起來像是佛陀那一份的表親,用途卻正好相反。對亞里斯多德來說,這些能力是「一個」實體的種種能力。靈魂是一個活的身體的形式,是使它成為這一種東西、並且把它的種種活動維繫在一起的那個單一原理。分析這些能力,是為了更了解那個統一。五蘊的提出,則是為了顯示:找不到這樣一個統合的原理。

The same result, without a map · 同樣的結果,但沒有地圖

David Hume 休謨1739

Hume agrees that the mind is a plurality with no owner: “a bundle or collection of different perceptions.” His own sorting is into two kinds, impressions and their fainter copies, ideas, with impressions divided into those of sensation and those of reflection, such as desire and aversion. That is a classification by vividness and origin, and it is thin beside the Buddhist one. It has no separate place for the body, none for the pleasant or painful tone of an experience as distinct from its content, and none for the forces that shape what arises next. Hume saw that there was a bundle and did not describe how it is put together.

休謨同意心靈是一個沒有擁有者的「多」:「一束或一堆不同的知覺。」他自己的歸類是分成兩種:印象,以及印象較淡的副本,也就是觀念;印象又分成感覺的印象與反省的印象,後者如欲望與厭惡。那是依鮮明程度與來源所作的分類;擺在佛教的分類旁邊,它是單薄的。它沒有給身體一個獨立的位置;沒有把一個經驗的樂或苦的調子,與它的內容分開;也沒有位置給那些塑造「接下來生起什麼」的力量。休謨看見了那裡有一束東西,卻沒有描述它是怎麼組成的。

The same architecture · 同樣的架構

Minsky and Dennett 明斯基與丹尼特1986, 1991

Marvin Minsky, a founder of artificial intelligence, argued in The Society of Mind that what we call a mind is a great number of small processes, none of them intelligent, whose interaction produces everything we credit to a self. Daniel Dennett argued in Consciousness Explained that the brain contains no place where “it all comes together” before an inner audience. Many streams of processing run in parallel, and what we report as our experience is whichever content wins influence for the moment. Both deny the central controller and both explain the appearance of one. In The Embodied Mind, published in 1991, the neuroscientist Francisco Varela and two colleagues set this science beside the five aggregates and proposed that the Buddhist scheme supplies what the science lacks, a disciplined way of examining experience from within.

人工智慧的創始人之一明斯基,在《心智社會》裡論證:我們稱為心靈的,是為數眾多的小過程,其中沒有任何一個是有智能的;它們的互動,產生了我們歸功於一個「自我」的一切。丹尼特在《意識的解釋》裡論證:腦裡沒有一個地方,是「一切都匯集起來」呈現在一位內在觀眾面前的。許多處理的串流同時並行;我們回報為「自己的經驗」的,是當下贏得影響力的那個內容。兩人都否定中央控制者,兩人也都解釋了為什麼看起來好像有一個。在 1991 年出版的《具身心智》裡,神經科學家瓦瑞拉與兩位同事把這門科學跟五蘊並排擺在一起,並且提議:佛教的這套架構,補上了這門科學所缺的東西,也就是一種有紀律的、從內部檢視經驗的方法。

4 · Verdict · 判定

Who is closest, and where the likeness ends 誰最接近,相似到哪裡為止

The society-of-mind picture is the closest. It shares the three structural claims of the aggregate analysis: experience is produced by many kinds of process, the processes condition one another, and no further item supervises them. Hume shares the first and third and has little to say about the second. Aristotle shares the method of analysis by function and rejects the conclusion.

「心智社會」這幅圖像最接近。它跟五蘊的分析共有三個結構上的主張:經驗是由許多種過程產生的;這些過程彼此互為條件;沒有另外一項東西在監督它們。休謨共有第一與第三點,對第二點沒有多少話說。亞里斯多德共有「依功能來分析」的方法,卻拒絕那個結論。

The likeness ends at four places. First, the standpoint differs. The cognitive scientist describes a mechanism from outside, in the third person, and the parts he names are not things anyone can observe in himself. The aggregates are categories of what shows up in experience, chosen so that a person can check them. Second, feeling tone has a category of its own. In the Buddhist analysis the bare pleasantness or unpleasantness of an experience is the point at which craving takes hold, and Western psychology gave valence that kind of weight only recently. Third, the body is inside the scheme. Form is the first aggregate, on a level with the other four, so the analysis never divides a person into a mind and a body and never has to rejoin them. Fourth, the purpose differs. Minsky wanted to build a mind and Dennett to explain one. The Buddha’s interest was in the grasping, and he analyzed the aggregates so that it could stop.

相似在四個地方到了盡頭。第一,立足點不同。認知科學家是從外面、用第三人稱描述一個機制;他說出的那些部件,不是任何人能在自己身上觀察到的東西。五蘊則是「在經驗中出現的東西」的類別,選它們就是為了讓一個人可以自己檢查。第二,「受」有它自己的一個類別。在佛教的分析裡,一個經驗單純的樂或不樂,正是渴愛抓住人的那個點;而西方心理學直到晚近才給了「情緒效價」那樣的分量。第三,身體在這個架構之內。色是第一蘊,與其餘四蘊平列;所以這套分析從來不把人切成一個心與一個身,也就從來不必把它們重新接起來。第四,目的不同。明斯基想要造出一個心,丹尼特想要解釋一個心。佛陀關心的是那個「取」;他分析五蘊,是為了讓它可以停下來。

Side by side · 並排比較

The five, one at a time 五蘊,一個一個來

In the discourses經中的界定Nearest Western notion最接近的西方概念Where the match fails對不上的地方
Form · rūpa色What is “deformed” by cold, heat, hunger, and contact: the body and what the senses meet被冷熱、飢渴與觸碰「變壞」的:身體,以及感官所遇到的The body; matter as experienced身體;被經驗到的物質Not “matter” as physics defines it. It is the bodily side of experience不是物理學界定的「物質」。它是經驗的身體面
Feeling · vedanā受It “feels pleasure, pain, and neutral”「感受樂、苦、不苦不樂」Hedonic tone; valence快感調性;效價Not “emotion.” Anger and joy are complex states that belong mostly to the fourth aggregate不是「情緒」。憤怒與喜悅是複合的狀態,大部分屬於第四蘊
Perception · saññā想It “perceives blue, yellow, red, and white”: recognizing and labeling「認知青、黃、赤、白」:辨認並貼上標記Recognition; categorization; Kant’s bringing of an intuition under a concept辨識;範疇化;康德所說把直觀歸到概念之下Narrower than English “perception,” which includes the sensing itself比英文的 perception 窄;後者包含感覺本身
Formations · saṅkhārā行What “produces conditioned phenomena”: intention, and with it habit, attention, emotion「造作有為法」的:意圖,連同習慣、注意、情緒Volition; disposition; Hume’s passions and habits意志;傾向;休謨的情感與習慣No single Western term covers both a momentary choice and a lasting tendency沒有哪一個西方術語,能同時涵蓋一剎那的抉擇與持久的傾向
Consciousness · viññāṇa識It “cognizes sour, bitter, pungent, sweet”: awareness of an object at one of six sense doors「了別酸、苦、辛、甜」:在六個根門之一,對一個對象的覺知Awareness; phenomenal consciousness覺知;現象意識Not a mind or a subject. It is plural, momentary, and always of something不是一個心,也不是一個主體。它是複數的、剎那的,而且總是「對某物」的

5 · The step the Dharma takes further · 佛法多走的一步

A map that is meant to be used 一張要拿來用的地圖

A theory of the mind is finished when it has been stated and tested. The aggregate scheme is unfinished until someone has applied it to his own experience, repeatedly, at the moment the experience occurs. Take a flash of irritation at a remark. Untrained, one experiences a single solid fact: he insulted me. With the map one can find a tightening in the chest, which is form, an unpleasant tone, which is feeling, the label “insult,” which is perception, an impulse to answer back and an old habit of resentment, which are formations, and the knowing of all this, which is consciousness. Nothing has been denied or suppressed. But five passing events are much harder to cling to than one fact about me, and the discourses claim that with practice the clinging stops.

一個關於心靈的理論,在被陳述並且被檢驗之後,就算完成了。五蘊的架構,則要等到有人把它用在自己的經驗上,一再地、在經驗發生的當下去用,才算完成。就拿聽到一句話時閃過的一陣惱怒來說。未經訓練的人,經驗到的是一個單一而堅實的事實:他侮辱了我。有了這張地圖,可以找到胸口的一陣緊,那是色;一種不愉快的調子,那是受;「侮辱」這個標籤,那是想;一股回嘴的衝動,以及一個由來已久的怨恨的習慣,那是行;還有對這一切的知道,那是識。沒有任何東西被否認或壓抑。然而,五個來來去去的事件,比起「一個關於我的事實」,要難執取得多;而經典主張,經過修習,那個執取會停下來。

The Mahāyāna takes one more step, and it is aimed at the map itself. The early schools sometimes spoke as though the aggregates, unlike the person, were finally real. The Heart Sūtra opens with the bodhisattva Avalokiteśvara, who “saw that the five aggregates are all empty”: 照見五蘊皆空. Form is no more a self-standing thing than the chariot was. The heaps are themselves designations for conditions, and analysis can be continued through them and never arrives at a floor. No Western account of the mind’s parts has turned on its own categories in this way (see D8, Emptiness).

大乘又多走了一步,而這一步瞄準的是地圖本身。早期的部派有時說得好像:人不是最終真實的,五蘊卻是。《心經》一開頭就是觀自在菩薩「照見五蘊皆空」。色並不比那輛車更是一個自立的東西。這幾堆本身,也是對種種條件的假名;分析可以穿過它們繼續下去,而永遠到不了一層地板。西方對心靈各部分的說明,沒有哪一種像這樣回過頭來對付自己的範疇(見 D8〈空〉)。

6 · How to say it to a Western audience · 對西方人怎麼講

Five words that each need a sentence 五個各需要一句話的詞

The difficulty in English begins with “aggregate,” a word nobody uses. “Heap” is literal and vivid, and “the five heaps” is worth saying once so that listeners stop imagining components. Of the five names, “feeling” causes the most trouble, because in English it means emotion. Say “feeling tone,” and give the three values: pleasant, unpleasant, neutral. “Perception” should be glossed as recognition. “Formations” means nothing to a newcomer, and each translator has tried something different: volitional formations, fabrications, choices. It helps to say “intentions and habits” first and introduce the technical word afterward. “Consciousness” invites the listener to think of a mind or a soul, so add at once that it means the simple knowing of a sight, a sound, or a thought, and that it comes and goes with its object.

英文的困難,從 aggregate 這個沒有人在用的字就開始了。heap(堆)是直譯,也很生動;the five heaps 值得說一次,讓聽的人不再想像成「組件」。五個名稱當中,feeling 惹的麻煩最多,因為它在英文裡是「情緒」的意思。要說 feeling tone,並且給出三個值:樂、苦、不苦不樂。perception 應該解釋成「辨認」。formations 對新來的人毫無意義,而每一位譯者試的都不一樣:volitional formations、fabrications、choices。先說「意圖與習慣」,之後再引進術語,會有幫助。consciousness 會引誘聽者想到一個心或一個靈魂,所以要立刻補上:它指的是對一個景象、一個聲音或一個念頭單純的知道,而且它隨著對象來去。

Sentences you can use 可以直接用的句子

  1. The Buddha sorted everything we experience into five heaps: the body, feeling tone, recognition, intentions and habits, and awareness.

    佛陀把我們經驗到的一切,歸成五堆:身體、感受的調子、辨認、意圖與習慣,以及覺知。

  2. Feeling here does not mean emotion. It means the pleasant, unpleasant, or neutral flavor that comes with every experience.

    這裡的「受」不是情緒的意思。它指的是伴隨每一個經驗的那種樂、苦或不苦不樂的味道。

  3. The list is a tool for looking. You take whatever you believe is “you” and ask which heap it belongs to.

    這份清單是用來「看」的工具。你拿任何你相信是「你」的東西,問它屬於哪一堆。

  4. None of the five is in charge of the others, and there is no sixth.

    這五者當中,沒有哪一個在管其他的;而且沒有第六個。

  5. When you are angry, try to find the five: the heat in the body, the unpleasantness, the label you put on the other person, the urge to strike back, and the knowing of it all.

    當你生氣的時候,試著找出這五者:身體裡的熱、那份不愉快、你貼在對方身上的標籤、想反擊的衝動,以及對這一切的知道。

  6. The Buddha compared them to foam, a bubble, a mirage, a banana tree, and a magic show. Each looks solid until you examine it.

    佛陀把它們比作聚沫、水泡、陽燄、芭蕉與幻術。每一樣在你細看之前,看起來都是實在的。

Phrases to avoid 要避開的說法

“A person is made of five parts.” 「人是由五個部分組成的。」

Suggests fixed components. They are five kinds of event, each arising and passing.

讓人想到固定的組件。它們是五類事件,各自生起又消逝。

“The second aggregate is emotion.” 「第二蘊是情緒。」

Emotions are compounds. The second aggregate is only the pleasant or unpleasant tone.

情緒是複合物。第二蘊只是那個樂或不樂的調子。

“Consciousness is what you really are.” 「識才是真正的你。」

This turns the fifth heap into a soul. The Buddha corrected a monk named Sāti for saying it.

這是把第五堆變成了靈魂。有一位名叫嗏帝的比丘這樣說,被佛陀糾正了。

Three languages · 三語對照

The vocabulary, in Chinese, Pāli, Sanskrit, and English 術語:中文、巴利文、梵文、英文

中文PāliSanskritEnglish
五蘊pañcakkhandhapañcaskandhathe five aggregates
五取蘊pañcupādānakkhandhapañcopādānaskandhathe five grasping aggregates
色rūparūpaform
受vedanāvedanāfeeling, feeling tone
想saññāsaṃjñāperception, recognition
行saṅkhārāsaṃskāraformations; intentions and habits
識viññāṇavijñānaconsciousness
取upādānaupādānagrasping, clinging
觸phassasparśacontact
空suññatāśūnyatāemptiness

Reading check · 理解測驗

Did it land? 讀懂了嗎

1. What does the word khandha literally mean?

2. How does the second aggregate differ from “emotion”?

3. What is the difference between the five aggregates and the five grasping aggregates?

4. Why is Aristotle’s analysis of the soul called the opposing view?

5. What does the Heart Sūtra add to the early teaching on the aggregates?

Write · 你怎麼講?

  1. Take a strong feeling you had today and sort it into the five heaps, one English sentence for each.

    拿你今天有過的一個強烈感受,把它分進五堆,每一堆寫一個英文句子。

  2. Explain “feeling tone” to someone who thinks vedanā means emotion. Use an example and about 80 words.

    向一位以為 vedanā 就是情緒的人解釋 feeling tone。舉一個例子,寫大約 80 個英文字。

  3. Name something you identify with, such as your memories or your character. Which aggregates does it fall under? Is anything left over?

    說出一樣你認同的東西,例如你的記憶或你的性格。它歸在哪幾蘊之下?有沒有剩下什麼?

Go further · 延伸

Related lessons and reading 相關課程與延伸閱讀