← Dharma and the West · 回佛法與西方哲學

D8 · Dharma and the West 佛法與西方哲學

Emptiness and the West 空與西方哲學

No Buddhist word has been worse understood in the West. Emptiness was taken for the void, for nothingness, and for the view that nothing matters. What Nāgārjuna meant, the Greek skeptic who traveled to India and came home with something like it, what Wittgenstein shares with both, and why Nāgārjuna warned that the teaching is a snake.
沒有哪一個佛教的詞,在西方被誤解得比它更嚴重。空,被當成了虛空、虛無,以及「什麼都不要緊」的看法。龍樹的意思是什麼?那位到過印度、帶著很像它的東西回家的希臘懷疑論者;維根斯坦與兩者共有的是什麼;以及龍樹為什麼警告說,這個教法是一條蛇。

D8 Dharma and the West · 佛法與西方哲學Emptiness and Mind · 空與心Advanced · 高級about 30 min
空
suññatā Pāli śūnyatā Sanskritemptiness
The verdict · 判定

Closest in method: Pyrrhonism, which also used argument to release people from views and compared its arguments to a purge that expels itself. Closest in content: the later Wittgenstein, who denied that words name essences. The likeness to the skeptic ends at what is left when the views are gone. He is left with suspended judgment and custom. Nāgārjuna is left with dependent origination, which he says emptiness makes possible, and with a path.

在方法上最接近的是皮浪主義:它同樣用論證把人從各種見解裡釋放出來,並且把自己的論證比作連自己一起瀉掉的瀉藥。在內容上最接近的是後期的維根斯坦:他否認字詞是在命名本質。跟懷疑論者的相似,到「見解除去之後剩下什麼」為止。他剩下的是懸置的判斷與習俗。龍樹剩下的是緣起(他說正是空使緣起成為可能),以及一條道路。

中文翻譯Every paragraph has a Chinese translation. Tap 中譯▾ under a paragraph to open that one, or use Show Chinese · 顯示中譯 at the top to open them all. 每一段都有中譯:點段落下方的「中譯」只開那一段,或按上方的「顯示中譯」一次全部打開。

1 · What the Dharma says · 佛法怎麼說

Empty of what? 空掉了什麼?

The word is always short for a longer phrase, and the first question to ask is what a thing is said to be empty of. In the early discourses the answer is self. Ānanda asked the Buddha what the saying “the world is empty” refers to, and was told: “they say that ‘the world is empty’ because it’s empty of self or what belongs to self.” The eye, what it sees, the seeing, and the feeling that arises from it are all empty in this sense. To a questioner who asked how to look on the world so that death would not find him, the Buddha replied: “Look upon the world as empty, ever mindful. Having uprooted the theory of self, you may thus cross over death.” At this stage emptiness is another name for not-self, applied to everything that could be taken as a self.

這個詞,永遠是一個較長的片語的縮寫;而第一個該問的問題是:說一樣東西「空」,是空掉了什麼?在早期的經典裡,答案是「我」。阿難問佛陀:人們說「世間空」,指的是什麼?他得到的回答是:「說『世間空』,是因為它空無我、空無我所。」眼、眼所見的、那個「見」,以及由此生起的感受,在這個意義上全都是空的。有一位提問者問:該怎麼看待世間,死王才找不到自己?佛陀回答:「常具正念,觀世間為空;拔除我見,就能這樣度過死亡。」在這個階段,空是「無我」的另一個名字;用在一切可能被當成「我」的東西上。

About five centuries later the Perfection of Wisdom scriptures widened the claim, and the philosopher Nāgārjuna supplied the argument. Persons are empty of self, and every thing whatever is empty of own-nature, an existence it would have by itself, apart from causes, parts, and the mind that picks it out. The Heart Sutra states the result in its best-known line: “Form is not different from emptiness, and emptiness is not different from form. Form is emptiness, and emptiness is form.” The line does not say that form is unreal. It says that form and its emptiness are the same fact. A cup is a cup because clay, a potter, a shape, and a use have come together, and when we look for a cup-in-itself apart from these, we find nothing. That finding nothing is the emptiness of the cup, and the cup goes on holding tea.

大約五個世紀之後,般若經典把這個主張擴大了;而哲學家龍樹提供了論證。人是空無我的;而每一樣東西,也都空無「自性」:也就是一種它離開了因、離開了部分、離開了把它挑出來的那顆心,還能憑自己而有的存在。《心經》用它最有名的那一句陳述了這個結果:「色不異空,空不異色;色即是空,空即是色。」這一句並沒有說色是不真實的。它說的是:色與它的空,是同一件事。一個杯子之所以是杯子,是因為黏土、陶匠、一個形狀與一種用途湊到了一起;而當我們離開這些,去找一個「杯子本身」的時候,什麼也找不到。那個「找不到」,就是杯子的空;而杯子照樣盛著茶。

Nāgārjuna insisted on two further points. The first is that emptiness is what makes the world work. “Because there is the meaning of emptiness, all things are possible. Without the meaning of emptiness, nothing would be possible.” A thing with a fixed nature of its own could not arise, change, or cease, and no one could become wise who was not wise already. The second is that emptiness is itself empty and is no ground or absolute to be held. “The great sages taught emptiness in order to free us from all views. Those who go on to hold a view of emptiness, the Buddhas cannot help.” The commentary compares such a person to a patient whose medicine has become a disease. He gave a warning in the image the Buddha had used: “Emptiness wrongly seen destroys the dull, like a snake wrongly grasped or a spell wrongly cast.”

龍樹堅持另外兩點。第一點是:正是空,使這個世界行得通。「以有空義故,一切法得成;若無空義者,一切則不成。」一樣有固定自性的東西,沒辦法生起、變化或滅去;而一個原本沒有智慧的人,也就不可能變得有智慧。第二點是:空本身也是空的;它不是一個可以抓住的基礎或絕對。「大聖說空法,為離諸見故;若復見有空,諸佛所不化。」長行的解釋把這樣的人比作一位病人:「譬如有病須服藥可治,若藥復為病則不可治。」他用佛陀用過的那個意象發出了警告:「不能正觀空,鈍根則自害,如不善呪術,不善捉毒蛇。」

2 · In standard form · 寫成標準形式

From dependence to emptiness 從依存到空

3 · The nearest Western views · 西方最接近的說法

A skeptic, a therapist, and the view it is mistaken for 一位懷疑論者、一位治療者,以及它被誤認成的那種看法

The same method · 同樣的方法

Pyrrho and the Skeptics 皮浪與懷疑派c. 300 BCE – 200 CE

Pyrrho of Elis went east with Alexander’s army, and his ancient biographer reports that he “forgathered with the Indian Gymnosophists.” He came home teaching that “no single thing is in itself any more this than that.” The school that took his name worked by setting against every argument an opposing argument of equal weight, until the mind, unable to decide, let go. The end, they said, is “suspension of judgement, which brings with it tranquillity like its shadow.” They knew that their own arguments fell under the rule, and compared them to “a purge which drives the substance out and then in its turn is itself eliminated.” The resemblance to Nāgārjuna is close: argument used as medicine, the refusal of every view, calm as the result, and a method that cancels itself. Whether Pyrrho learned any of it in India cannot be shown. The two differ in what they leave standing. The skeptic suspends judgment on everything, including whether suffering has a cause, and lives by appearances and local custom. Nāgārjuna denies own-nature and affirms dependent origination, the two truths, and the path.

伊利斯的皮浪跟著亞歷山大的軍隊去了東方;而他的古代傳記作者記載,他「與印度的裸形智者往來過」。他回到家鄉,教導說:「沒有任何一樣東西,本身是『這樣』多於『那樣』的。」以他為名的那個學派,做法是對每一個論證都擺上一個同等份量的相反論證;直到那顆無法裁決的心放手。他們說,目的是「懸置判斷;而寧靜像影子一樣隨之而來」。他們知道自己的論證也落在這條規則之下;並且把它們比作「一帖瀉藥:把東西排出去,然後輪到它自己也被排掉」。這與龍樹很像:把論證當作藥;拒絕每一種見解;以平靜為結果;以及一種把自己取消掉的方法。皮浪是不是在印度學到了其中的任何一樣,無從證明。兩者的差別,在於各自留下了什麼。懷疑論者對一切都懸置判斷,包括「苦有沒有原因」;並且依照現象與當地的習俗來生活。龍樹否定自性;卻肯定緣起、二諦與道。

No essences behind words · 字詞背後沒有本質

Ludwig Wittgenstein 維根斯坦1921, 1953

Wittgenstein ended his first book by saying of his own propositions that anyone who understands him “finally recognizes them as senseless, when he has climbed out through them, on them, over them. He must so to speak throw away the ladder.” In his later work he attacked the assumption that a word must stand for one thing common to all its uses. “Don’t say: ‘They must have something in common, or they would not be called “games”’ but look and see whether there is anything common to all.” What we find is a network of overlapping likenesses, and the meaning of a word is its use in the language. This is an argument against own-nature conducted on words. Nāgārjuna’s claim that things exist as designations, in dependence on how they are picked out, is its near neighbor, and several philosophers have read each through the other. Wittgenstein confined his work to dissolving the puzzles of philosophers and held that it leaves everything as it is. Emptiness is taught to dissolve clinging in anyone, and it is expected to leave a person changed.

維根斯坦在他第一本書的結尾,談到自己的命題時說:凡是理解他的人,「在藉著它們、踩著它們、越過它們爬上去之後,終於認出它們是沒有意義的。他可以說必須把梯子扔掉。」在後期的著作裡,他攻擊了這樣一個假定:一個字,必定代表它所有用法共有的某一樣東西。「不要說:『它們一定有某個共同點,否則就不會都叫作「遊戲」了』;而要去看,看看是不是真有什麼是全體共有的。」我們找到的,是一張由交疊的相似之處織成的網;而一個字的意義,就是它在語言裡的用法。這是在「字詞」上進行的、一個反對自性的論證。龍樹主張事物是作為「假名」而存在的,依靠它們被挑出來的方式;這是它的近鄰。有好幾位哲學家,就是透過其中一位來讀另一位的。維根斯坦把自己的工作限定在消解哲學家的難題上,並且主張它讓一切維持原樣。教導空,是為了消解任何人身上的執取;而它被期待使一個人有所改變。

The view it is mistaken for · 它被誤認成的那種看法

Friedrich Nietzsche 尼采1880s

When Europeans first read about emptiness in the nineteenth century, they took it for a doctrine of nothingness, and Buddhism was described in learned journals as a cult of annihilation. Nietzsche inherited this picture. He gave the name nihilism to the condition in which the highest values lose their value and nothing seems worth willing, and he called Buddhism a passive form of it, a weary religion for the end of a civilization. He was describing a real danger and attaching it to the wrong teaching. Nihilism says that because nothing has a fixed foundation, nothing matters. Nāgārjuna says that because nothing has a fixed foundation, everything is possible, and he treats the nihilist reading as the snake seized by the tail. The lesson of this card is negative. A listener who hears “emptiness” will very likely hear Nietzsche’s nihilism, and it has to be ruled out before anything else is said.

十九世紀歐洲人最初讀到「空」的時候,把它當成了一種關於「虛無」的學說;而在學術刊物裡,佛教被描述成一種對「斷滅」的崇拜。尼采繼承了這幅圖像。他把「最高的價值失去了價值、沒有任何事顯得值得去意欲」的那種狀況,命名為虛無主義;並且把佛教稱為它的一種消極的形式:一種屬於文明末期的、疲倦的宗教。他描述的是一種真實的危險;卻把它掛到了錯的教法上。虛無主義說:因為沒有任何東西有固定的基礎,所以什麼都不要緊。龍樹說:因為沒有任何東西有固定的基礎,所以一切都是可能的;而他把虛無主義式的讀法,當作那條被人抓住尾巴的蛇。這張卡的教訓是反面的。一位聽到「空」的聽眾,很可能聽成尼采所說的虛無主義;而在說任何別的話之前,得先把它排除掉。

4 · Verdict · 判定

Who is closest, and where the likeness ends 誰最接近,相似到哪裡為止

On method and purpose the Pyrrhonists are closest. They and the Mādhyamikas are the two schools in the history of philosophy that used rigorous argument for the sake of release from views, and that understood their own arguments as instruments to be dropped. On the conclusion the later Wittgenstein is closest. His rejection of essences behind our words is the nearest Western statement of what it is for things to lack own-nature and to exist by designation.

在方法與目的上,最接近的是皮浪主義者。他們與中觀學者,是哲學史上的兩個這樣的學派:為了從見解裡解脫而使用嚴格的論證,並且把自己的論證理解成終究要放下的工具。在結論上,最接近的是後期的維根斯坦。他拒絕「我們的字詞背後有本質」;這是西方對「事物沒有自性、是依假名而存在」最接近的陳述。

The likeness to the skeptic ends at the positive side. Sextus Empiricus would have suspended judgment on dependent origination as on every other doctrine. For him tranquility comes from having no beliefs about how things are. For Nāgārjuna it comes from seeing how they are, namely dependent, and he distinguished emptiness sharply from the mere absence of a position. He also kept a conventional truth, in which the Buddha’s teaching, moral cause and effect, and the path all hold, and he said that without relying on it the ultimate cannot be taught. The likeness to Wittgenstein ends at the scope. Wittgenstein applied his insight to language and to the puzzles of philosophers. Nāgārjuna applied it to the self and to everything one could cling to. None of the three Western figures connects the insight with compassion, which the Mahāyāna treats as its other half.

跟懷疑論者的相似,到正面的那一側為止。塞克斯圖斯・恩披里柯對緣起,會像對其他每一個學說一樣懸置判斷。對他來說,寧靜來自對「事物是怎樣的」沒有任何信念。對龍樹來說,寧靜來自看見事物是怎樣的,也就是依存的;而他把空與「單純沒有立場」清楚地分開。他也保留了世俗諦:在其中,佛陀的教法、道德上的因果,以及道,全都成立;而他說:「若不依俗諦,不得第一義。」跟維根斯坦的相似,到範圍為止。維根斯坦把他的洞見用在語言上,用在哲學家的難題上。龍樹把它用在自我上,用在一切可以執取的東西上。這三位西方人物,沒有一位把這個洞見與慈悲連在一起;而大乘把慈悲當作它的另一半。

Side by side · 並排比較

Five positions on essence 關於「本質」的五種立場

The Dharma (Madhyamaka)佛法(中觀)Pyrrhonism皮浪主義Wittgenstein維根斯坦Nihilism虛無主義Plato柏拉圖
Do things have a nature of their own?事物有自己的本性嗎?No. They are empty of own-nature沒有。它們空無自性Judgment is suspended懸置判斷Words do not name essences字詞不是在命名本質No, and so nothing is real沒有;所以什麼都不真實Yes. The Forms有。理型
Do things exist?事物存在嗎?Yes, dependently and by designation存在;依緣而起、依假名而有They appear. No more is said它們顯現。此外不多說Yes. Philosophy leaves that alone存在。哲學不去動它No不存在Truly, only the Forms真正存在的只有理型
What is the view itself?這個看法本身是什麼?Also empty. A medicine也是空的。是一帖藥A purge that expels itself連自己一起瀉掉的瀉藥A ladder to throw away一把要扔掉的梯子The final truth最終的真理Knowledge of what is對「真實存有」的知識
What follows for action?對行動意味著什麼?Cause and effect hold. The path is possible因果成立。道是可能的Follow appearances and custom跟著現象與習俗走Go on as before, unconfused照舊生活,只是不再困惑Nothing matters什麼都不要緊Turn toward the unchanging轉向不變的東西
What is it for?它是為了什麼?To end clinging, and so suffering止息執取,從而止息苦Tranquility寧靜Peace from philosophical puzzles不再被哲學難題困擾No purpose is offered沒有提出目的Knowledge and the good of the soul知識,與靈魂的善

5 · The step the Dharma takes further · 佛法多走的一步

Emptiness is good news, and it has a partner 空是好消息;而且它有一個伴

The first further step is the reversal described above. Every Western reader expects a doctrine called emptiness to subtract something from the world. Nāgārjuna’s argument is that it gives the world back. A self that existed by its own nature could not be improved, harmed, or freed. A suffering that existed by its own nature could not end. Because both are empty, the four noble truths describe something that can happen. The tradition draws a practical conclusion that surprises newcomers. The person who understands emptiness takes cause and effect more seriously, since he has seen that what he does is among the conditions from which everything else arises. A teacher who says that after realizing emptiness nothing matters has, by the tradition’s own test, grasped the snake by the tail.

多走的第一步,就是上面描述的那個翻轉。每一位西方的讀者,都預期一個叫作「空」的學說會從世界裡減掉某樣東西。龍樹的論證是:它把世界還了回來。一個憑自性而存在的我,沒辦法被改善、被傷害,也沒辦法被解脫。一個憑自性而存在的苦,沒辦法止息。因為兩者都是空的,四聖諦所描述的,才是某件能夠發生的事。這個傳統由此得出了一個讓初學者意外的實踐結論。理解空的人,對因果看得更認真;因為他已經看見,自己所做的事,就在其他一切由之而起的那些條件當中。一位說「證悟空性之後什麼都不要緊」的老師,照這個傳統自己的檢驗標準,是抓住了蛇的尾巴。

The second step is that emptiness is never taught alone. The scripture that says form is emptiness opens with a bodhisattva, a being committed to the welfare of others, who “saw that the five aggregates are all empty and crossed over all suffering and distress.” The Mahāyāna holds that wisdom without compassion is a cold liberation, and that compassion without wisdom is exhausting and partial, because it still divides the world into me, the helper, and them, the helped. If no one has a fixed and separate nature, the line between my suffering and another’s is drawn by habit and has no deeper standing, which is the argument of the lesson on compassion on this shelf. Pyrrho reached calm and Wittgenstein reached clarity. The bodhisattva path asks that the same insight be turned outward. That is the feature of emptiness for which the West has no parallel.

第二步是:空從來不是單獨被教導的。那部說「色即是空」的經,是從一位菩薩(一位致力於他人福祉的眾生)開始的:他「照見五蘊皆空,度一切苦厄」。大乘主張:沒有慈悲的智慧,是一種冷的解脫;而沒有智慧的慈悲,是累人的、片面的,因為它仍然把世界分成「我這個幫助者」與「他們那些受助者」。如果沒有任何人有固定而分離的本性,那麼「我的苦」與「別人的苦」之間的那條線,就是習慣畫出來的,並沒有更深的地位;而這就是這個書架上講慈悲的那一課的論證。皮浪得到了平靜;維根斯坦得到了清晰。菩薩道要求把同一個洞見轉向外面。這就是空在西方找不到對應的那個特點。

6 · How to say it to a Western audience · 對西方人怎麼講

Always finish the phrase 永遠把那個片語說完

The English word “emptiness” works against the teacher. It suggests a void, a hollow feeling, or the conviction that nothing is worthwhile, and a listener who is depressed will hear a description of his own state. One rule prevents most of the damage: never say “empty” without saying of what. Things are empty of independent existence. The sentence has an object, and the object tells the listener that something remains, namely the thing as dependent. Then give an example that can be held in the hand. A paper cup depends on trees, water, a factory, a designer, and a person who wants coffee. Ask where the cup would be if all of those were taken away. Finish with the consequence, which is the point: because it is like this, it can change.

英文的 emptiness 這個字,是跟教的人作對的。它讓人想到一片虛空、一種空洞的感覺,或者「沒有任何事值得去做」的那種信念;而一位憂鬱的聽眾,會聽成是在描述他自己的狀態。有一條規則能擋掉大部分的損害:絕不單說「空」,而不說空掉了什麼。事物是空無「獨立的存在」。這個句子有一個受詞;而這個受詞告訴聽者:還有東西留下來,也就是那樣「依存著的」東西。然後舉一個拿得在手上的例子。一個紙杯,依靠樹、水、工廠、設計者,以及一個想喝咖啡的人。問:如果把這些全都拿走,杯子在哪裡?最後講出那個推論;它才是重點:因為它是這樣的,所以它能變。

Sentences you can use 可以直接用的句子

  1. Empty of what? Of existing independently, by itself. That is the whole claim.

    空掉了什麼?空掉了「獨立地、憑自己而存在」。整個主張就是這樣。

  2. Emptiness does not mean that nothing exists. It describes how things exist: in dependence on other things.

    空的意思不是「什麼都不存在」。它描述的是事物怎麼存在:依靠別的東西而存在。

  3. Because nothing is fixed, everything can change. That includes you.

    因為沒有任何東西是固定的,所以一切都能變。那也包括你。

  4. Nāgārjuna said that emptiness is a medicine, and that if you turn it into a belief to cling to, the medicine has become the disease.

    龍樹說:空是一帖藥;如果你把它變成一個拿來執著的信念,藥就成了病。

  5. The Greek skeptics used arguments to let go of views and find peace. Nāgārjuna did the same, and he kept the path.

    希臘的懷疑論者用論證來放下見解、得到平靜。龍樹做了同樣的事;而他保留了道。

  6. In Buddhism emptiness and compassion are taught together. If you have one without the other, something has gone wrong.

    在佛教裡,空與慈悲是一起教的。如果你只有其中一個,那就是哪裡出了差錯。

Phrases to avoid 要避開的說法

“Everything is empty.” (and stop there) 「一切皆空。」(然後就停在那裡)

Heard as “nothing is real.” Always add “of independent existence.”

會被聽成「沒有任何東西是真的」。永遠要加上「空無獨立的存在」。

“The Void.” 「虛空(the Void)。」

Makes emptiness a thing or a place. It is a fact about things.

把空講成了一樣東西,或者一個地方。它是關於事物的一項事實。

“Everything is an illusion.” 「一切都是幻象。」

The texts say like an illusion: appearing one way and existing another. The cup still holds tea.

經文說的是「如幻」:顯現成一種樣子,存在的方式卻是另一種。杯子照樣盛著茶。

“Since all is empty, right and wrong don’t apply.” 「既然一切皆空,對錯就不適用了。」

The snake by the tail. Emptiness is why actions have results.

這是抓住了蛇的尾巴。正因為空,行為才有結果。

Three languages · 三語對照

The vocabulary, in Chinese, Pāli, Sanskrit, and English 術語:中文、巴利文、梵文、英文

中文PāliSanskritEnglish
空suññatāśūnyatāemptiness
自性sabhāvasvabhāvaown-nature, intrinsic existence
無自性nissabhāvaniḥsvabhāvalacking own-nature
假名paññattiprajñaptidesignation
中道majjhimā paṭipadāmadhyamā pratipadthe middle way
中觀—Madhyamakathe Middle Way school founded by Nāgārjuna
世俗諦sammuti-saccasaṃvṛti-satyaconventional truth
勝義諦paramattha-saccaparamārtha-satyaultimate truth
空空—śūnyatā-śūnyatāthe emptiness of emptiness
見diṭṭhidṛṣṭia view, especially one clung to
斷見uccheda-diṭṭhiuccheda-dṛṣṭiannihilationism, nihilism
般若paññāprajñāwisdom

Reading check · 理解測驗

Did it land? 讀懂了嗎

1. In the early discourses, of what is the world said to be empty?

2. What does Nāgārjuna mean by own-nature?

3. Why does Nāgārjuna say that emptiness makes everything possible?

4. What did the Greek skeptics compare their own arguments to?

5. Where does the likeness between the skeptic and Nāgārjuna end?

Write · 你怎麼講?

  1. Choose an ordinary object near you and list ten things it depends on. Then write three sentences on what is left if all ten are removed.

    選一樣你身邊的尋常物品,列出它所依靠的十樣東西。然後用三個句子寫出:如果十樣都拿走,還剩下什麼?

  2. A friend says, “Emptiness sounds depressing.” Write a reply of five sentences that includes the words “of what” and “can change.”

    一位朋友說:「空聽起來很令人沮喪。」寫一段五句話的回應;裡面要有「空掉了什麼」與「能變」。

  3. Think of a person you find difficult. In 200 words, describe what you take to be simply “how they are,” and then what that depends on.

    想一個你覺得難相處的人。用 200 個字描述:哪些東西你認為「他本來就是那樣」?然後再寫出那又依靠著什麼。

Go further · 延伸

Related lessons and reading 相關課程與延伸閱讀